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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 99 Institutional holders with a total value of $270,885,170.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 Advisory Services Network, LLC 67 2,000 0.00%
3 LBA Wealth Management, LLC 93 3,000 0.00%
4 CUTLER GROUP LLC / CA 100 3,000 0.00%
5 NEXT Financial Group, Inc 125 5,000 0.00%
6 Baystate Wealth Management LLC 165 6,000 0.00%
7 MASCOMA WEALTH MANAGEMENT LLC 177 7,000 0.00%
8 CREATIVE FINANCIAL DESIGNS INC /ADV 179 7,000 0.00%
9 CWM, LLC 212 8,000 0.00%
10 WESTSIDE INVESTMENT MANAGEMENT, INC. 242 8,703 0.00%
11 Capital Advisors, Ltd. LLC 257 9,000 0.00%
12 FIRST COMMAND BANK 342 13,000 0.00%
13 FIRST COMMAND FINANCIAL SERVICES, INC. 342 13,000 0.00%
14 AlphaMark Advisors, LLC 400 15,000 0.01%
15 Tortoise Investment Management, LLC 468 17,000 0.01%
16 US BANCORP \DE\ 490 18,000 0.01%
17 IHT WEALTH MANAGEMENT, LLC 215 22,000 0.01%
18 Financial Architects, Inc 609 22,000 0.01%
19 ADVANTAGE INVESTMENT MANAGEMENT, LLC 640 24,000 0.01%
20 MINICHMACGREGOR WEALTH MANAGEMENT, LLC 685 25,000 0.01%
21 Creative Planning 759 28,000 0.01%
22 Transamerica Financial Advisors, LLC 754 28,000 0.01%
23 Harbour Capital Advisors, LLC 941 34,648 0.01%
24 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1,035 38,000 0.01%
25 FIFTH THIRD BANCORP 1,094 40,000 0.01%
26 GENEOS WEALTH MANAGEMENT INC. 1,296 47,000 0.02%
27 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,510 56,000 0.02%
28 Sandy Spring Bank 1,837 68,000 0.03%
29 RPG FAMILY WEALTH ADVISORY, LLC 2,187 80,525 0.03%
30 WEBSTER BANK, N. A. 2,307 85,000 0.03%
31 ROYAL FUND MANAGEMENT, LLC 2,987 109,000 0.04%
32 Winslow, Evans & Crocker, Inc. 3,188 117,346 0.04%
33 BNP PARIBAS FINANCIAL MARKETS 4,647 171,103 0.06%
34 Columbia Asset Management 5,700 209,000 0.08%
35 CAPITAL INVESTMENT ADVISORY SERVICES, LLC 5,942 219,000 0.08%
36 HL FINANCIAL SERVICES LLC 6,488 239,000 0.09%
37 NewEdge Advisors, LLC 7,277 264,000 0.10%
38 TWO SIGMA SECURITIES, LLC 7,395 272,000 0.10%
39 SG Americas Securities, LLC 7,477 275,000 0.10%
40 Private Advisor Group, LLC 7,730 278,000 0.10%
41 Alpine Global Management, LLC 7,584 279,000 0.10%
42 CEDAR CAPITAL, LLC 7,763 286,000 0.11%
43 Timber Hill LLC 8,149 300,000 0.11%
44 First Allied Advisory Services, Inc. 8,839 322,000 0.12%
45 WFG Advisors, LP 9,076 334,000 0.12%
46 Stratos Wealth Partners, LTD. 9,823 362,000 0.13%
47 Koshinski Asset Management, Inc. 10,075 371,000 0.14%
48 BROWN ADVISORY INC 10,805 398,000 0.15%
49 Prospera Financial Services Inc 11,624 425,000 0.16%
50 FDx Advisors, Inc. 11,674 430,000 0.16%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.