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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 99 Institutional holders with a total value of $270,885,170.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 RISK PARADIGM GROUP, LLC 11,853 436,427 0.16%
52 D.A. DAVIDSON & CO. 12,132 446,000 0.16%
53 IFP ADVISORS, INC 12,732 469,000 0.17%
54 ARXIS SECURITIES LLC 12,875 474,000 0.17%
55 ACG Wealth 15,892 585,000 0.22%
56 OLD NATIONAL BANCORP /IN/ 16,209 597,000 0.22%
57 Dynamic Advisor Solutions LLC 16,829 620,000 0.23%
58 JPMORGAN CHASE & CO 17,254 635,000 0.23%
59 Commonwealth Equity Services, Inc 18,151 668,000 0.25%
60 PNC FINANCIAL SERVICES GROUP, INC. 18,625 686,000 0.25%
61 STEPHENS INC /AR/ 20,737 764,000 0.28%
62 CITIGROUP INC 22,389 824,000 0.30%
63 Tower Research Capital LLC (TRC) 27,019 995,000 0.37%
64 Hilltop Holdings Inc. 27,412 1,009,000 0.37%
65 SNOWDEN CAPITAL ADVISORS LLC 28,854 1,062,418 0.39%
66 Atria Investments, Inc 29,170 1,074,000 0.40%
67 SUSQUEHANNA INTERNATIONAL GROUP, LLP 29,601 1,090,000 0.40%
68 OPPENHEIMER & CO INC 33,917 1,249,000 0.46%
69 BB&T SECURITIES, LLC 34,792 1,281,000 0.47%
70 LADENBURG THALMANN FINANCIAL SERVICES INC. 36,237 1,296,000 0.48%
71 Regal Investment Advisors LLC 36,389 1,340,000 0.49%
72 LEVEL FOUR ADVISORY SERVICES, LLC 38,548 1,386,000 0.51%
73 Cambridge Investment Research Advisors, Inc. 40,925 1,507,000 0.56%
74 Virtu KCG Holdings LLC 42,848 1,578,000 0.58%
75 SUNTRUST BANKS INC 53,893 1,984,000 0.73%
76 BENJAMIN F. EDWARDS & COMPANY, INC. 58,131 2,140,000 0.79%
77 Raymond James Financial Services Advisors, Inc. 62,708 2,309,000 0.85%
78 CREDIT SUISSE AG/ 63,636 2,343,000 0.86%
79 Beaumont Financial Partners, LLC 72,027 2,652,000 0.98%
80 AMERIPRISE FINANCIAL INC 86,122 3,171,000 1.17%
81 HighTower Advisors, LLC 90,199 3,317,000 1.22%
82 Virtu Financial LLC 94,561 3,482,000 1.29%
83 ROYAL BANK OF CANADA 97,404 3,586,000 1.32%
84 ADVISOR GROUP, INC. 98,459 3,625,000 1.34%
85 GLOBAL FINANCIAL PRIVATE CAPITAL, INC 101,053 3,721,000 1.37%
86 LPL Financial LLC 103,597 3,775,000 1.39%
87 UNITED CAPITAL FINANCIAL ADVISORS, LLC 105,183 3,873,000 1.43%
88 SignalPoint Asset Management, LLC 109,166 4,020,000 1.48%
89 CITADEL ADVISORS LLC 119,598 4,404,000 1.63%
90 GOLDMAN SACHS GROUP INC 138,742 5,108,000 1.89%
91 Janney Montgomery Scott LLC 144,078 5,305,000 1.96%
92 STIFEL FINANCIAL CORP 163,869 6,027,000 2.22%
93 ENVESTNET ASSET MANAGEMENT INC 273,905 10,085,000 3.72%
94 Astor Investment Management LLC 335,600 12,357,000 4.56%
95 BANK OF AMERICA CORP /DE/ 453,309 16,690,000 6.16%
96 RAYMOND JAMES & ASSOCIATES 459,778 16,929,000 6.25%
97 UBS Group AG 582,078 21,432,000 7.91%
98 MORGAN STANLEY 1,115,884 41,087,000 15.17%
99 WELLS FARGO & COMPANY/MN 1,602,316 58,998,000 21.78%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.