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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 98 Institutional holders with a total value of $238,945,933.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 NEXT Financial Group, Inc 125 5,000 0.00%
3 Baystate Wealth Management LLC 166 6,000 0.00%
4 BDO WEALTH ADVISORS, LLC 151 6,000 0.00%
5 MASCOMA WEALTH MANAGEMENT LLC 177 7,000 0.00%
6 CWM, LLC 212 8,000 0.00%
7 WESTSIDE INVESTMENT MANAGEMENT, INC. 242 8,869 0.00%
8 AlphaMark Advisors, LLC 250 9,000 0.00% SH
9 FIRST COMMAND FINANCIAL SERVICES, INC. 342 13,000 0.01%
10 FIRST COMMAND BANK 342 13,000 0.01%
11 Tortoise Investment Management, LLC 468 17,000 0.01%
12 US BANCORP \DE\ 490 18,000 0.01%
13 THRIVENT FINANCIAL FOR LUTHERANS 480 18,000 0.01%
14 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 500 19,000 0.01%
15 Financial Architects, Inc 558 21,000 0.01%
16 Transamerica Financial Advisors, LLC 562 21,000 0.01%
17 ADVANTAGE INVESTMENT MANAGEMENT, LLC 640 24,000 0.01%
18 MINICHMACGREGOR WEALTH MANAGEMENT, LLC 685 25,000 0.01%
19 Creative Planning 759 28,000 0.01%
20 FIFTH THIRD BANCORP 822 30,000 0.01%
21 IHT WEALTH MANAGEMENT, LLC 215 36,000 0.02%
22 GENEOS WEALTH MANAGEMENT INC. 1,158 42,000 0.02%
23 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,414 52,000 0.02%
24 RPG FAMILY WEALTH ADVISORY, LLC 1,483 54,871 0.02%
25 Sandy Spring Bank 1,837 68,000 0.03%
26 WEBSTER BANK, N. A. 2,307 85,000 0.04%
27 ROYAL FUND MANAGEMENT, LLC 2,987 110,000 0.05%
28 Winslow, Evans & Crocker, Inc. 3,187 117,919 0.05%
29 BNP PARIBAS FINANCIAL MARKETS 3,431 126,947 0.05%
30 AVIANCE CAPITAL MANAGEMENT, LLC 4,184 155,000 0.06%
31 NewEdge Advisors, LLC 4,877 178,742 0.07%
32 Columbia Asset Management 5,700 210,000 0.09%
33 CAPITAL INVESTMENT ADVISORY SERVICES, LLC 5,858 217,000 0.09%
34 Private Advisor Group, LLC 6,138 225,000 0.09%
35 TWO SIGMA SECURITIES, LLC 6,211 230,000 0.10%
36 HL FINANCIAL SERVICES LLC 6,488 240,000 0.10%
37 CEDAR CAPITAL, LLC 7,171 265,000 0.11%
38 WFG Advisors, LP 8,806 326,000 0.14%
39 Koshinski Asset Management, Inc. 8,839 327,000 0.14%
40 NAVELLIER & ASSOCIATES INC 9,046 335,000 0.14%
41 Prospera Financial Services Inc 9,387 345,000 0.14%
42 FDx Advisors, Inc. 10,313 382,000 0.16%
43 BROWN ADVISORY INC 10,805 400,000 0.17%
44 IFP ADVISORS, INC 11,292 418,000 0.17%
45 RISK PARADIGM GROUP, LLC 11,729 433,973 0.18%
46 CITIGROUP INC 11,806 437,000 0.18%
47 First Allied Advisory Services, Inc. 11,796 438,000 0.18%
48 D.A. DAVIDSON & CO. 12,132 448,000 0.19%
49 Stratos Wealth Partners, LTD. 13,241 490,000 0.21%
50 LADENBURG THALMANN FINANCIAL SERVICES INC. 13,940 513,000 0.21%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.