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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 98 Institutional holders with a total value of $238,945,933.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 1,498,949 55,461,000 23.21%
2 MORGAN STANLEY 1,029,070 38,075,000 15.93%
3 UBS Group AG 513,942 19,016,000 7.96%
4 RAYMOND JAMES & ASSOCIATES 368,352 13,629,000 5.70%
5 BANK OF AMERICA CORP /DE/ 361,869 13,389,000 5.60%
6 ENVESTNET ASSET MANAGEMENT INC 209,290 7,745,000 3.24%
7 Janney Montgomery Scott LLC 195,986 7,251,000 3.03%
8 Astor Investment Management LLC 141,409 5,232,000 2.19%
9 GOLDMAN SACHS GROUP INC 138,801 5,136,000 2.15%
10 SignalPoint Asset Management, LLC 109,141 4,038,000 1.69%
11 HighTower Advisors, LLC 101,111 3,744,000 1.57%
12 ADVISOR GROUP, INC. 98,461 3,643,000 1.52%
13 LPL Financial LLC 84,579 3,129,000 1.31%
14 AMERIPRISE FINANCIAL INC 82,185 3,041,000 1.27%
15 STIFEL FINANCIAL CORP 81,523 3,014,000 1.26%
16 Virtu Financial LLC 79,124 2,928,000 1.23%
17 JANE STREET GROUP, LLC 68,832 2,547,000 1.07%
18 Beaumont Financial Partners, LLC 66,048 2,444,000 1.02%
19 UNITED CAPITAL FINANCIAL ADVISORS, LLC 65,836 2,436,000 1.02%
20 CITADEL ADVISORS LLC 61,486 2,275,000 0.95%
21 ROYAL BANK OF CANADA 60,880 2,253,000 0.94%
22 BENJAMIN F. EDWARDS & COMPANY, INC. 56,479 2,090,000 0.87%
23 SUNTRUST BANKS INC 56,224 2,081,000 0.87%
24 CREDIT SUISSE AG/ 53,266 1,971,000 0.82%
25 Raymond James Financial Services Advisors, Inc. 49,515 1,832,000 0.77%
26 SUSQUEHANNA INTERNATIONAL GROUP, LLP 49,093 1,816,000 0.76%
27 BAIRD FINANCIAL GROUP, INC. 45,273 1,675,000 0.70%
28 GLOBAL FINANCIAL PRIVATE CAPITAL, INC 41,863 1,549,000 0.65%
29 STEPHENS INC /AR/ 40,714 1,506,000 0.63%
30 Cambridge Investment Research Advisors, Inc. 39,129 1,448,000 0.61%
31 LEVEL FOUR ADVISORY SERVICES, LLC 38,548 1,386,000 0.58%
32 OPPENHEIMER & CO INC 36,567 1,353,000 0.57%
33 Tower Research Capital LLC (TRC) 29,963 1,109,000 0.46%
34 BB&T SECURITIES, LLC 29,230 1,081,000 0.45%
35 SNOWDEN CAPITAL ADVISORS LLC 28,854 1,067,612 0.45%
36 Hilltop Holdings Inc. 27,412 1,014,000 0.42%
37 Virtu KCG Holdings LLC 26,763 990,000 0.41%
38 Commonwealth Equity Services, Inc 19,719 730,000 0.31%
39 JPMORGAN CHASE & CO 17,459 646,000 0.27%
40 Harbour Capital Advisors, LLC 23,717 641,000 0.27%
41 ACG Wealth 17,142 633,000 0.26%
42 PNC FINANCIAL SERVICES GROUP, INC. 15,950 590,000 0.25%
43 Dynamic Advisor Solutions LLC 15,751 583,000 0.24%
44 SG Americas Securities, LLC 15,362 568,000 0.24%
45 OLD NATIONAL BANCORP /IN/ 15,332 567,000 0.24%
46 MML INVESTORS SERVICES, INC. 14,678 543,000 0.23%
47 Atria Investments, Inc 14,258 528,000 0.22%
48 Regal Investment Advisors LLC 14,022 519,000 0.22%
49 LADENBURG THALMANN FINANCIAL SERVICES INC. 13,940 513,000 0.21%
50 Stratos Wealth Partners, LTD. 13,241 490,000 0.21%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.