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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 70 Institutional holders with a total value of $249,993,038.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 CITIGROUP INC 51 2,000 0.00%
3 PNC FINANCIAL SERVICES GROUP, INC. 80 4,000 0.00%
4 US BANCORP \DE\ 183 9,000 0.00%
5 HUNTINGTON NATIONAL BANK 300 14,000 0.01% PRN
6 WESTPORT RESOURCES MANAGEMENT INC 600 28,000 0.01%
7 Smithfield Trust Co 700 33,000 0.01%
8 Shamrock Asset Management LLC 720 34,000 0.01%
9 Creative Planning 747 35,000 0.01%
10 NEXT Financial Group, Inc 815 38,000 0.02%
11 WFG Advisors, LP 950 45,000 0.02%
12 BENJAMIN F. EDWARDS & COMPANY, INC. 1,040 49,000 0.02%
13 Crosspoint Capital Strategies, LLC 1,902 92,000 0.04%
14 D.A. DAVIDSON & CO. 2,000 93,000 0.04%
15 ADVANTAGE INVESTMENT MANAGEMENT, LLC 2,408 113,000 0.05%
16 BANK OF MONTREAL /CAN/ 2,996 140,000 0.06%
17 M&T BANK CORP 4,420 207,000 0.08%
18 Fusion Investment Group, LLC 4,465 209,000 0.08%
19 LINCOLN NATIONAL CORP 4,538 213,000 0.09%
20 AMERICAN INTERNATIONAL GROUP, INC. 4,711 220,000 0.09%
21 PRIVATE TRUST CO NA 5,048 236,000 0.09%
22 Private Advisor Group, LLC 5,207 244,000 0.10%
23 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 5,387 252,000 0.10%
24 NATIONAL PLANNING CORP 5,523 258,000 0.10%
25 SII INVESTMENTS INC/WI 5,910 274,000 0.11%
26 Aspen Investment Management Inc 6,560 307,000 0.12%
27 Cetera Advisor Networks LLC 7,144 335,000 0.13%
28 Advisors Asset Management, Inc. 7,645 359,000 0.14%
29 Cambridge Investment Research Advisors, Inc. 7,767 364,000 0.15%
30 HighTower Advisors, LLC 8,000 375,000 0.15%
31 AMERIPRISE FINANCIAL INC 8,207 385,000 0.15%
32 IFP ADVISORS, INC 9,528 447,000 0.18%
33 MSI Financial Services Inc 9,715 455,000 0.18%
34 CIBC WORLD MARKET INC. 9,968 467,000 0.19%
35 Hilltop Holdings Inc. 10,406 488,000 0.20%
36 Cetera Advisors LLC 12,717 598,000 0.24%
37 SUSQUEHANNA INTERNATIONAL GROUP, LLP 13,410 629,000 0.25%
38 LADENBURG THALMANN FINANCIAL SERVICES INC. 13,506 633,000 0.25%
39 Commonwealth Equity Services, Inc 15,813 741,000 0.30%
40 OPPENHEIMER & CO INC 16,053 752,000 0.30%
41 JPMORGAN CHASE & CO 18,016 846,000 0.34%
42 HL FINANCIAL SERVICES LLC 19,525 915,000 0.37%
43 Sigma Planning Corp 19,887 932,000 0.37%
44 HAYS ADVISORY LLC 22,195 1,040,000 0.42%
45 IFC Holdings Incorporated/FL 27,919 1,307,000 0.52%
46 Argentus Capital Management, LLC 28,447 1,334,000 0.53%
47 WESPAC Advisors, LLC 29,387 1,377,000 0.55%
48 BB&T SECURITIES, LLC 29,809 1,397,000 0.56%
49 Winslow, Evans & Crocker, Inc. 30,960 1,451,038 0.58%
50 Madden Advisory Services, Inc. 32,682 1,531,000 0.61%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.