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FIRST TRUST SENIOR LOAN FUND
FIRST TRUST SENIOR LOAN FUND. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 94 Institutional holders with a total value of $467,665,746.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 Beaumont Financial Partners, LLC 21,006 1,020,000 0.22%
52 MEADOW CREEK INVESTMENT MANAGEMENT LLC 21,120 1,025,000 0.22%
53 PRIVATE ADVISORY GROUP LLC 22,213 1,079,000 0.23%
54 MANUFACTURERS LIFE INSURANCE COMPANY, THE 24,040 1,167,000 0.25%
55 Prospera Financial Services Inc 26,555 1,289,000 0.28%
56 Commonwealth Equity Services, Inc 27,914 1,355,000 0.29%
57 NEUBURGH ADVISERS LLC 29,040 1,410,000 0.30%
58 RIVERHEAD CAPITAL MANAGEMENT LLC 33,000 1,602,000 0.34%
59 IFC Holdings Incorporated/FL 34,156 1,659,000 0.35%
60 TYERS ASSET MANAGEMENT LLC 36,960 1,794,000 0.38%
61 Winslow, Evans & Crocker, Inc. 40,574 1,969,746 0.42%
62 Cambridge Investment Research Advisors, Inc. 42,607 2,069,000 0.44%
63 FLINTON CAPITAL MANAGEMENT LLC 44,880 2,179,000 0.47%
64 BAIRD FINANCIAL GROUP, INC. 45,001 2,185,000 0.47%
65 JANE STREET GROUP, LLC 54,166 2,630,000 0.56%
66 First Heartland Consultants, Inc. 60,417 2,933,000 0.63%
67 Atria Investments, Inc 62,703 3,044,000 0.65%
68 IFP ADVISORS, INC 68,101 3,306,000 0.71%
69 BEACON FINANCIAL GROUP 68,172 3,309,000 0.71%
70 LADENBURG THALMANN FINANCIAL SERVICES INC. 68,761 3,339,000 0.71%
71 Private Advisor Group, LLC 70,905 3,450,000 0.74%
72 MIGDAL INSURANCE & FINANCIAL HOLDINGS LTD. 75,570 3,669,000 0.78%
73 Janney Montgomery Scott LLC 96,038 4,663,000 1.00%
74 LVW Advisors, LLC 108,271 5,257,000 1.12%
75 MSI Financial Services Inc 108,543 5,270,000 1.13%
76 ENVESTNET ASSET MANAGEMENT INC 111,420 5,409,000 1.16%
77 HighTower Advisors, LLC 123,099 5,977,000 1.28%
78 ALESCO ADVISORS LLC 123,445 5,993,000 1.28%
79 BSC PRIVATE WEALTH MANAGEMENT, LLC 126,510 6,140,000 1.31%
80 RAYMOND JAMES & ASSOCIATES 145,452 7,062,000 1.51%
81 TELEMUS CAPITAL, LLC 170,565 8,281,000 1.77%
82 Jaffetilchin Investment Partners, LLC 181,467 8,810,000 1.88%
83 WELCH & FORBES LLC 201,480 9,782,000 2.09%
84 ROYAL BANK OF CANADA 213,370 10,359,000 2.22%
85 ADVISOR GROUP, INC. 218,115 10,589,000 2.26%
86 FIRST TRUST ADVISORS LP 232,451 11,285,000 2.41%
87 3D ASSET MANAGEMENT, INC 253,656 12,315,000 2.63%
88 STIFEL FINANCIAL CORP 262,523 12,761,000 2.73%
89 Raymond James Financial Services Advisors, Inc. 284,808 13,827,000 2.96%
90 LPL Financial LLC 308,971 14,994,000 3.21%
91 UBS Group AG 737,064 35,784,000 7.65%
92 WELLS FARGO & COMPANY/MN 743,559 36,100,000 7.72%
93 BANK OF AMERICA CORP /DE/ 823,280 39,971,000 8.55%
94 MORGAN STANLEY 2,705,392 131,346,000 28.09%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.