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FIRST TRUST EXCH TRADED FUND 2 UTILITIES ALPH ETF
FIRST TRUST EXCH TRADED FUND 2 UTILITIES ALPH ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 97 Institutional holders with a total value of $1,227,217,394.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 Tortoise Investment Management, LLC 248 7,000 0.00%
3 Hudock, Inc. 270 7,000 0.00%
4 BELL ROCK CAPITAL LLC 250 7,000 0.00%
5 MARK SHEPTOFF FINANCIAL PLANNING, LLC 277 7,000 0.00%
6 US BANCORP \DE\ 296 8,000 0.00%
7 BB&T INVESTMENT SERVICES, INC. 468 13,000 0.00%
8 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 563 15,000 0.00%
9 Burt Wealth Advisors 711 19,000 0.00%
10 Camarda Financial Advisors, LLC 801 21,000 0.00%
11 Winslow, Evans & Crocker, Inc. 950 25,394 0.00%
12 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,017 27,000 0.00%
13 CREATIVE FINANCIAL DESIGNS INC /ADV 1,050 28,000 0.00%
14 Independent Portfolio Consultants, Inc. 1,170 31,000 0.00%
15 NEXT Financial Group, Inc 1,150 31,000 0.00%
16 HAREL INSURANCE INVESTMENTS & FINANCIAL SERVICES LTD. 1,600 43,000 0.00%
17 Parkside Financial Bank & Trust 1,715 46,000 0.00%
18 Financial Architects, Inc 2,348 63,000 0.01%
19 GENEOS WEALTH MANAGEMENT INC. 3,786 101,000 0.01%
20 ROYAL FUND MANAGEMENT, LLC 4,243 113,000 0.01%
21 FIFTH THIRD BANCORP 5,124 137,000 0.01%
22 D.A. DAVIDSON & CO. 7,665 204,000 0.02%
23 NATIONAL PLANNING CORP 8,612 232,000 0.02%
24 First Allied Advisory Services, Inc. 9,312 249,000 0.02%
25 Atria Investments, Inc 9,507 254,000 0.02%
26 NAVELLIER & ASSOCIATES INC 9,720 260,000 0.02%
27 LEVEL FOUR ADVISORY SERVICES, LLC 10,003 267,000 0.02%
28 CEDAR CAPITAL, LLC 10,938 293,000 0.02%
29 TWO SIGMA SECURITIES, LLC 11,327 303,000 0.02%
30 Visionary Asset Management, Inc. 11,981 320,000 0.03%
31 CITIGROUP INC 11,977 320,000 0.03%
32 Kovack Advisors, Inc. 11,973 320,000 0.03%
33 WFG Advisors, LP 12,630 338,000 0.03%
34 TRUST DEPARTMENT MB FINANCIAL BANK N A 12,902 345,000 0.03%
35 STEPHENS INC /AR/ 13,333 356,000 0.03%
36 GOLDMAN SACHS GROUP INC 13,426 359,000 0.03%
37 SG Americas Securities, LLC 15,932 426,000 0.03%
38 BELLWETHER INVESTMENT GROUP, LLC 17,380 465,000 0.04%
39 IFP ADVISORS, INC 18,657 499,000 0.04%
40 WealthTrust Fairport, LLC 18,775 502,000 0.04%
41 First Heartland Consultants, Inc. 21,829 583,000 0.05%
42 Cambridge Investment Research Advisors, Inc. 22,499 601,000 0.05%
43 VOYA FINANCIAL ADVISORS, INC. 23,659 637,000 0.05%
44 Regal Investment Advisors LLC 24,195 647,000 0.05%
45 Prospera Financial Services Inc 24,108 649,000 0.05%
46 Horizon Investments, LLC 25,674 686,000 0.06%
47 FOUNDERS FINANCIAL SECURITIES LLC 25,674 686,000 0.06%
48 Koshinski Asset Management, Inc. 25,926 693,000 0.06%
49 OPPENHEIMER & CO INC 27,394 732,000 0.06%
50 CREDIT SUISSE AG/ 29,759 795,000 0.06%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.