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FIRST TRUST EXCH TRADED FUND 2 INDLS PROD DUR ETF
FIRST TRUST EXCH TRADED FUND 2 INDLS PROD DUR ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 54 Institutional holders with a total value of $89,603,928.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 Advisory Services Network, LLC 203 6,000 0.01%
3 Tortoise Investment Management, LLC 246 7,000 0.01%
4 GENEOS WEALTH MANAGEMENT INC. 500 14,000 0.02%
5 Concert Wealth Management Inc. 480 14,000 0.02%
6 Johnson Financial Group, Inc. 545 16,000 0.02%
7 WFG Advisors, LP 789 23,000 0.03%
8 Winslow, Evans & Crocker, Inc. 926 27,252 0.03%
9 D.A. DAVIDSON & CO. 1,210 35,000 0.04%
10 MANUFACTURERS LIFE INSURANCE COMPANY, THE 2,097 62,000 0.07%
11 CITIGROUP INC 2,729 80,000 0.09%
12 BANK OF MONTREAL /CAN/ 2,777 82,000 0.09%
13 SG Americas Securities, LLC 3,689 109,000 0.12%
14 IFP ADVISORS, INC 4,140 122,000 0.14%
15 PNC FINANCIAL SERVICES GROUP, INC. 4,501 133,000 0.15%
16 MILLENNIUM MANAGEMENT LLC 6,864 202,000 0.23%
17 CREDIT SUISSE AG/ 6,891 203,000 0.23%
18 ADVISOR GROUP, INC. 7,260 215,000 0.24%
19 SUSQUEHANNA INTERNATIONAL GROUP, LLP 8,100 239,000 0.27% Call
20 B. Riley Wealth Advisors, Inc. 8,520 252,000 0.28%
21 STIFEL FINANCIAL CORP 9,559 281,000 0.31%
22 Pinnacle Advisory Group, Inc. 9,870 286,000 0.32%
23 Argentus Capital Management, LLC 10,508 310,000 0.35%
24 WAYNE HUMMER INVESTMENTS L.L.C. 11,726 345,000 0.39%
25 CEDAR CAPITAL, LLC 12,601 371,000 0.41%
26 Janney Montgomery Scott LLC 13,242 390,000 0.44%
27 Atria Investments, Inc 13,990 412,000 0.46%
28 JANE STREET GROUP, LLC 17,231 508,000 0.57%
29 BB&T SECURITIES, LLC 18,891 556,000 0.62%
30 RISK PARADIGM GROUP, LLC 19,507 574,676 0.64%
31 Raymond James Financial Services Advisors, Inc. 20,945 617,000 0.69%
32 Freedom Investment Management, Inc. 21,959 647,000 0.72%
33 Creative Planning 24,000 707,000 0.79%
34 BENJAMIN F. EDWARDS & COMPANY, INC. 24,054 709,000 0.79%
35 Main Management LLC 30,000 884,000 0.99%
36 LADENBURG THALMANN FINANCIAL SERVICES INC. 34,852 1,026,000 1.15%
37 UNITED CAPITAL FINANCIAL ADVISORS, LLC 35,409 1,043,000 1.16%
38 CITADEL ADVISORS LLC 36,161 1,065,000 1.19%
39 MSI Financial Services Inc 37,375 1,101,000 1.23%
40 HL FINANCIAL SERVICES LLC 43,320 1,276,000 1.42%
41 STEPHENS INC /AR/ 43,786 1,290,000 1.44%
42 AVIANCE CAPITAL MANAGEMENT, LLC 47,878 1,410,000 1.57%
43 GOLDMAN SACHS GROUP INC 51,344 1,513,000 1.69%
44 RAYMOND JAMES & ASSOCIATES 55,146 1,625,000 1.81%
45 UBS Group AG 63,963 1,884,000 2.10%
46 Beaumont Financial Partners, LLC 100,297 2,955,000 3.30%
47 ENVESTNET ASSET MANAGEMENT INC 102,786 3,028,000 3.38%
48 Astor Investment Management LLC 139,828 4,119,000 4.60%
49 ROYAL BANK OF CANADA 149,942 4,417,000 4.93%
50 LPL Financial LLC 186,320 5,455,000 6.09%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.