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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 86 Institutional holders with a total value of $499,089,104.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 2,480,424 82,449,000 16.52%
2 MORGAN STANLEY 2,399,924 79,773,000 15.98%
3 GOLDMAN SACHS GROUP INC 1,804,231 59,973,000 12.02%
4 UBS Group AG 1,101,090 36,600,000 7.33%
5 Astor Investment Management LLC 1,092,333 36,309,000 7.28%
6 BANK OF AMERICA CORP /DE/ 688,968 22,901,000 4.59%
7 LPL Financial LLC 620,045 20,176,000 4.04%
8 AVIANCE CAPITAL MANAGEMENT, LLC 505,039 16,788,000 3.36%
9 ENVESTNET ASSET MANAGEMENT INC 477,650 15,877,000 3.18%
10 ROYAL BANK OF CANADA 454,400 15,105,000 3.03%
11 RAYMOND JAMES & ASSOCIATES 368,712 12,256,000 2.46%
12 Beaumont Financial Partners, LLC 347,395 11,547,000 2.31%
13 UNITED CAPITAL FINANCIAL ADVISORS, LLC 242,070 8,046,000 1.61%
14 FINANCIAL ENHANCEMENT GROUP LLC 215,539 7,165,000 1.44%
15 SignalPoint Asset Management, LLC 185,259 6,158,000 1.23%
16 HOCHMAN COLE INVESTMENT ADVISORS, INC. 177,455 5,899,000 1.18%
17 Janney Montgomery Scott LLC 134,084 4,457,000 0.89%
18 STIFEL FINANCIAL CORP 40,806 4,095,000 0.82%
19 Raymond James Financial Services Advisors, Inc. 122,666 4,077,000 0.82%
20 JPMORGAN CHASE & CO 95,390 3,171,000 0.64%
21 Mirae Asset Global Investments Co., Ltd. 74,600 2,480,000 0.50%
22 Commonwealth Equity Services, Inc 64,986 2,160,000 0.43%
23 D.A. DAVIDSON & CO. 64,115 2,131,000 0.43%
24 BB&T SECURITIES, LLC 55,852 1,856,000 0.37%
25 RISK PARADIGM GROUP, LLC 53,519 1,778,971 0.36%
26 JANE STREET GROUP, LLC 46,329 1,540,000 0.31%
27 AMERIPRISE FINANCIAL INC 45,355 1,508,000 0.30%
28 HL FINANCIAL SERVICES LLC 44,718 1,486,000 0.30%
29 Tower Research Capital LLC (TRC) 42,977 1,429,000 0.29%
30 OPPENHEIMER & CO INC 40,739 1,354,000 0.27%
31 First Allied Advisory Services, Inc. 40,337 1,341,000 0.27%
32 Atria Investments, Inc 43,518 1,332,000 0.27%
33 SUSQUEHANNA INTERNATIONAL GROUP, LLP 39,857 1,325,000 0.27%
34 BENJAMIN F. EDWARDS & COMPANY, INC. 39,193 1,303,000 0.26%
35 MSI Financial Services Inc 36,895 1,226,000 0.25%
36 OLD NATIONAL BANCORP /IN/ 36,810 1,224,000 0.25%
37 Virtu Financial LLC 36,788 1,223,000 0.25%
38 CREDIT SUISSE AG/ 34,428 1,144,000 0.23%
39 BAIRD FINANCIAL GROUP, INC. 32,784 1,090,000 0.22%
40 Baker Avenue Asset Management, LP 32,650 1,085,000 0.22%
41 AMERICAN INTERNATIONAL GROUP, INC. 32,581 1,083,000 0.22%
42 SII INVESTMENTS INC/WI 31,541 1,047,000 0.21%
43 First Heartland Consultants, Inc. 28,818 958,000 0.19%
44 CITIGROUP INC 27,999 931,000 0.19%
45 STEPHENS INC /AR/ 27,041 899,000 0.18%
46 Crosspoint Capital Strategies, LLC 23,204 801,000 0.16%
47 Argentus Capital Management, LLC 23,936 796,000 0.16%
48 IFP ADVISORS, INC 19,996 665,000 0.13%
49 Freedom Investment Management, Inc. 17,890 595,000 0.12%
50 Jaffetilchin Investment Partners, LLC 17,474 581,000 0.12%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.