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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 86 Institutional holders with a total value of $893,645,006.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 F-Squared Investment Management, LLC 10,213,362 352,463,000 39.44%
2 BB&T SECURITIES, LLC 194,640 67,170,000 7.52%
3 MORGAN STANLEY 1,910,811 65,942,000 7.38%
4 WELLS FARGO & COMPANY/MN 1,873,238 64,645,000 7.23%
5 PARAMETRIC PORTFOLIO ASSOCIATES LLC 1,262,988 43,586,000 4.88%
6 Astor Investment Management LLC 1,104,392 38,113,000 4.26%
7 BANK OF AMERICA CORP /DE/ 977,848 33,745,000 3.78%
8 Beaumont Financial Partners, LLC 875,171 30,202,000 3.38%
9 UBS Group AG 848,358 29,277,000 3.28%
10 Shamrock Asset Management LLC 705,833 24,358,000 2.73%
11 Placemark Investments, Inc. 513,980 17,741,000 1.99%
12 ROYAL BANK OF CANADA 369,863 12,764,000 1.43%
13 LPL Financial LLC 338,433 11,679,000 1.31%
14 RAYMOND JAMES & ASSOCIATES 315,209 10,878,000 1.22%
15 ENVESTNET ASSET MANAGEMENT INC 249,684 8,617,000 0.96%
16 BBVA USA Bancshares, Inc. 248,533 8,577,000 0.96%
17 STIFEL FINANCIAL CORP 244,709 8,445,000 0.95%
18 First Horizon Advisors, Inc. 233,885 8,128,000 0.91%
19 Tower Research Capital LLC (TRC) 107,563 3,712,000 0.42%
20 SUSQUEHANNA INTERNATIONAL GROUP, LLP 100,920 3,483,000 0.39%
21 AVIANCE CAPITAL MANAGEMENT, LLC 100,911 3,482,000 0.39%
22 AMERICAN INTERNATIONAL GROUP, INC. 99,964 3,449,757 0.39%
23 Janney Montgomery Scott LLC 75,411 2,602,434 0.29%
24 SignalPoint Asset Management, LLC 70,441 2,431,000 0.27%
25 GOLDMAN SACHS GROUP INC 65,587 2,263,000 0.25%
26 OLD NATIONAL BANCORP /IN/ 65,098 2,246,000 0.25%
27 D.A. DAVIDSON & CO. 57,180 1,973,000 0.22%
28 B. Riley Wealth Management, Inc. 56,779 1,959,000 0.22%
29 Virtu KCG Holdings LLC 54,996 1,898,000 0.21%
30 NAVELLIER & ASSOCIATES INC 50,419 1,740,000 0.19%
31 STEPHENS INC /AR/ 47,511 1,640,000 0.18%
32 Simplicity Solutions, LLC 45,620 1,574,360 0.18%
33 Prospera Financial Services Inc 43,762 1,510,000 0.17%
34 BAROMETER CAPITAL MANAGEMENT INC. 37,900 1,308,000 0.15%
35 First Allied Advisory Services, Inc. 34,713 1,200,000 0.13%
36 Visionary Asset Management, Inc. 33,479 1,156,000 0.13%
37 VSR Financial Services, Inc. 31,402 1,084,000 0.12%
38 Commonwealth Equity Services, Inc 29,518 1,019,000 0.11%
39 Cambridge Investment Research Advisors, Inc. 27,891 963,000 0.11%
40 MSI Financial Services Inc 27,140 937,000 0.10%
41 HL FINANCIAL SERVICES LLC 25,106 866,000 0.10%
42 Regal Investment Advisors LLC 23,204 801,000 0.09%
43 SG Americas Securities, LLC 22,714 784,000 0.09%
44 Concorde Asset Management, LLC 21,672 748,000 0.08%
45 CREDIT SUISSE AG/ 20,799 718,000 0.08%
46 Private Advisor Group, LLC 19,360 668,000 0.07%
47 Argentus Capital Management, LLC 18,257 630,000 0.07%
48 AMERIPRISE FINANCIAL INC 17,746 612,000 0.07%
49 FDx Advisors, Inc. 15,745 543,000 0.06%
50 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 15,505 535,000 0.06%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.