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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 71 Institutional holders with a total value of $699,413,131.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 F-Squared Investment Management, LLC 8,225,723 266,678,000 38.13%
2 BB&T SECURITIES, LLC 227,482 73,749,000 10.54%
3 MORGAN STANLEY 1,839,105 59,623,000 8.52%
4 WELLS FARGO & COMPANY/MN 1,531,325 49,645,000 7.10%
5 PARAMETRIC PORTFOLIO ASSOCIATES LLC 1,018,318 33,014,000 4.72%
6 Beaumont Financial Partners, LLC 940,144 30,479,000 4.36%
7 Astor Investment Management LLC 930,767 30,175,000 4.31%
8 BANK OF AMERICA CORP /DE/ 898,924 29,143,000 4.17%
9 UBS AG 850,591 27,576,000 3.94%
10 Placemark Investments, Inc. 402,731 13,056,000 1.87%
11 ROYAL BANK OF CANADA 347,569 11,268,000 1.61%
12 LPL Financial LLC 286,728 9,078,000 1.30%
13 BBVA USA Bancshares, Inc. 271,074 8,788,000 1.26%
14 ENVESTNET ASSET MANAGEMENT INC 240,236 7,788,000 1.11%
15 RAYMOND JAMES & ASSOCIATES 177,314 5,749,000 0.82%
16 STIFEL FINANCIAL CORP 161,941 5,250,000 0.75%
17 Tower Research Capital LLC (TRC) 114,415 3,709,000 0.53%
18 Janney Montgomery Scott LLC 99,502 3,225,855 0.46%
19 SUSQUEHANNA INTERNATIONAL GROUP, LLP 91,418 2,962,000 0.42%
20 OLD NATIONAL BANCORP /IN/ 72,379 2,347,000 0.34%
21 SignalPoint Asset Management, LLC 69,334 2,248,000 0.32%
22 B. Riley Wealth Management, Inc. 62,655 2,031,000 0.29%
23 D.A. DAVIDSON & CO. 51,050 1,655,000 0.24%
24 LADENBURG THALMANN FINANCIAL SERVICES INC. 44,481 1,446,000 0.21%
25 NAVELLIER & ASSOCIATES INC 43,604 1,414,000 0.20%
26 BAROMETER CAPITAL MANAGEMENT INC. 37,900 1,229,000 0.18%
27 AVIANCE CAPITAL MANAGEMENT, LLC 35,886 1,163,000 0.17%
28 STEPHENS INC /AR/ 33,784 1,095,000 0.16%
29 First Allied Advisory Services, Inc. 31,157 1,017,000 0.15%
30 NEW ENGLAND SECURITIES CORP /MA/ 25,954 841,000 0.12%
31 Cambridge Investment Research Advisors, Inc. 25,546 828,000 0.12%
32 Regal Investment Advisors LLC 23,202 752,000 0.11%
33 First Heartland Consultants, Inc. 23,103 749,000 0.11%
34 VSR Financial Services, Inc. 22,456 728,000 0.10%
35 MSI Financial Services Inc 21,609 701,000 0.10%
36 HL FINANCIAL SERVICES LLC 21,205 687,000 0.10%
37 AMERICAN INTERNATIONAL GROUP, INC. 20,233 655,954 0.09%
38 GOLDMAN SACHS GROUP INC 17,414 565,000 0.08%
39 Prospera Financial Services Inc 13,059 423,000 0.06%
40 Private Advisor Group, LLC 12,951 420,000 0.06%
41 Commonwealth Equity Services, Inc 12,919 419,000 0.06%
42 AMERIPRISE FINANCIAL INC 12,863 417,000 0.06%
43 NATIONAL PLANNING CORP 13,055 417,000 0.06%
44 Argentus Capital Management, LLC 12,679 411,000 0.06%
45 Robert W. Baird & Co. Inc 11,822 383,000 0.05% SH
46 Cetera Advisors LLC 11,601 375,000 0.05%
47 CREDIT SUISSE AG/ 10,841 351,000 0.05%
48 FDx Advisors, Inc. 10,820 351,000 0.05%
49 Jaffetilchin Investment Partners, LLC 10,301 334,000 0.05%
50 MILLENNIUM MANAGEMENT LLC 8,805 285,000 0.04%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.