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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 82 Institutional holders with a total value of $460,387,729.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 2,768,051 87,609,000 19.03%
2 MORGAN STANLEY 2,245,458 71,069,000 15.44%
3 GOLDMAN SACHS GROUP INC 1,818,352 57,551,000 12.50%
4 Astor Investment Management LLC 1,654,256 52,357,000 11.37%
5 UBS Group AG 854,752 27,053,000 5.88%
6 AVIANCE CAPITAL MANAGEMENT, LLC 745,444 23,593,000 5.12%
7 BANK OF AMERICA CORP /DE/ 656,408 20,775,000 4.51%
8 Beaumont Financial Partners, LLC 354,208 12,666,000 2.75%
9 ENVESTNET ASSET MANAGEMENT INC 395,270 12,510,000 2.72%
10 ROYAL BANK OF CANADA 370,039 11,711,000 2.54%
11 LPL Financial LLC 316,277 10,356,000 2.25%
12 RAYMOND JAMES & ASSOCIATES 267,490 8,466,000 1.84%
13 UNITED CAPITAL FINANCIAL ADVISORS, LLC 233,858 7,402,000 1.61%
14 FINANCIAL ENHANCEMENT GROUP LLC 138,571 4,386,000 0.95%
15 SignalPoint Asset Management, LLC 134,026 4,242,000 0.92%
16 Janney Montgomery Scott LLC 129,120 4,087,000 0.89%
17 JPMORGAN CHASE & CO 115,129 3,643,000 0.79%
18 SUSQUEHANNA INTERNATIONAL GROUP, LLP 101,752 3,219,000 0.70%
19 BB&T SECURITIES, LLC 71,982 2,278,000 0.49%
20 D.A. DAVIDSON & CO. 66,215 2,095,000 0.46%
21 CITADEL ADVISORS LLC 58,446 1,849,000 0.40%
22 Mirae Asset Global Investments Co., Ltd. 57,600 1,823,000 0.40%
23 OLD NATIONAL BANCORP /IN/ 52,112 1,649,000 0.36%
24 JANE STREET GROUP, LLC 48,989 1,551,000 0.34%
25 First Allied Advisory Services, Inc. 41,258 1,309,000 0.28%
26 Baker Avenue Asset Management, LP 39,990 1,266,000 0.27%
27 STIFEL FINANCIAL CORP 39,405 1,247,000 0.27%
28 Commonwealth Equity Services, Inc 37,611 1,190,000 0.26%
29 MSI Financial Services Inc 36,074 1,142,000 0.25%
30 AMERICAN INTERNATIONAL GROUP, INC. 33,399 1,057,000 0.23%
31 OPPENHEIMER & CO INC 32,385 1,025,000 0.22%
32 HRT FINANCIAL LP 31,274 989,000 0.21%
33 CREDIT SUISSE AG/ 30,320 960,000 0.21%
34 Cambridge Investment Research Advisors, Inc. 30,305 959,000 0.21%
35 STEPHENS INC /AR/ 27,236 862,000 0.19%
36 AMERIPRISE FINANCIAL INC 27,121 858,000 0.19%
37 CITIGROUP INC 27,076 857,000 0.19%
38 Raymond James Financial Services Advisors, Inc. 25,795 816,000 0.18%
39 First Heartland Consultants, Inc. 25,334 802,000 0.17%
40 SII INVESTMENTS INC/WI 24,985 787,000 0.17%
41 Virtu Financial LLC 21,750 688,000 0.15%
42 Tower Research Capital LLC (TRC) 21,345 676,000 0.15%
43 Regal Investment Advisors LLC 20,273 641,000 0.14%
44 Simplicity Solutions, LLC 17,905 566,702 0.12%
45 Jaffetilchin Investment Partners, LLC 17,411 551,000 0.12%
46 BAIRD FINANCIAL GROUP, INC. 15,759 499,000 0.11%
47 NATIONAL PLANNING CORP 13,595 470,000 0.10%
48 Virtu KCG Holdings LLC 14,644 463,000 0.10%
49 Concorde Asset Management, LLC 13,053 413,000 0.09%
50 Cetera Advisors LLC 11,226 355,000 0.08%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.