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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 97 Institutional holders with a total value of $317,640,610.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 1,841,868 69,807,000 21.98%
2 MORGAN STANLEY 1,537,826 58,284,000 18.35%
3 UBS Group AG 727,079 27,556,000 8.68%
4 Astor Investment Management LLC 359,521 13,626,000 4.29%
5 BANK OF AMERICA CORP /DE/ 351,866 13,336,000 4.20%
6 ENVESTNET ASSET MANAGEMENT INC 299,021 11,332,000 3.57%
7 RAYMOND JAMES & ASSOCIATES 256,397 9,717,000 3.06%
8 LPL Financial LLC 249,171 9,488,000 2.99%
9 UNITED CAPITAL FINANCIAL ADVISORS, LLC 239,359 9,072,000 2.86%
10 Janney Montgomery Scott LLC 202,741 7,684,000 2.42%
11 HOCHMAN COLE INVESTMENT ADVISORS, INC. 189,427 7,179,000 2.26%
12 NAVELLIER & ASSOCIATES INC 182,673 6,923,000 2.18%
13 SignalPoint Asset Management, LLC 181,756 6,889,000 2.17%
14 Shamrock Asset Management LLC 160,503 6,083,000 1.92%
15 FINANCIAL ENHANCEMENT GROUP LLC 125,762 4,766,000 1.50%
16 ROYAL BANK OF CANADA 110,446 4,186,000 1.32%
17 Beaumont Financial Partners, LLC 106,093 4,021,000 1.27%
18 GOLDMAN SACHS GROUP INC 100,671 3,815,000 1.20%
19 BAROMETER CAPITAL MANAGEMENT INC. 73,100 2,770,000 0.87%
20 Commonwealth Equity Services, Inc 63,863 2,420,000 0.76%
21 STIFEL FINANCIAL CORP 58,092 2,210,000 0.70%
22 Raymond James Financial Services Advisors, Inc. 56,065 2,125,000 0.67%
23 HL FINANCIAL SERVICES LLC 52,196 1,978,000 0.62%
24 STEPHENS INC /AR/ 46,532 1,764,000 0.56%
25 MSI Financial Services Inc 38,996 1,478,000 0.47%
26 CORNERSTONE WEALTH MANAGEMENT, LLC 38,276 1,458,000 0.46%
27 D.A. DAVIDSON & CO. 37,833 1,433,000 0.45%
28 BENJAMIN F. EDWARDS & COMPANY, INC. 37,420 1,418,000 0.45%
29 LEVEL FOUR ADVISORY SERVICES, LLC 34,453 1,306,000 0.41%
30 Atria Investments, Inc 33,398 1,266,000 0.40%
31 WAYNE HUMMER INVESTMENTS L.L.C. 33,312 1,263,000 0.40%
32 SUNTRUST BANKS INC 25,161 953,000 0.30%
33 Creative Planning 24,000 910,000 0.29%
34 BAIRD FINANCIAL GROUP, INC. 22,925 869,000 0.27%
35 AMERIPRISE FINANCIAL INC 22,421 850,000 0.27%
36 Jaffetilchin Investment Partners, LLC 22,229 842,000 0.27%
37 ADVISOR GROUP, INC. 21,543 816,000 0.26%
38 OPPENHEIMER & CO INC 19,836 752,000 0.24%
39 CREDIT SUISSE AG/ 19,628 744,000 0.23%
40 BB&T SECURITIES, LLC 19,396 712,000 0.22%
41 IFP ADVISORS, INC 17,959 681,000 0.21%
42 HighTower Advisors, LLC 17,692 669,000 0.21%
43 First Allied Advisory Services, Inc. 17,314 656,000 0.21%
44 RISK PARADIGM GROUP, LLC 17,186 651,349 0.21%
45 CITADEL ADVISORS LLC 16,697 633,000 0.20%
46 LADENBURG THALMANN FINANCIAL SERVICES INC. 15,427 575,000 0.18%
47 FLOW TRADERS U.S. LLC 14,186 538,000 0.17%
48 FDx Advisors, Inc. 13,411 508,000 0.16%
49 Cambridge Investment Research Advisors, Inc. 13,069 495,000 0.16%
50 AVEO CAPITAL PARTNERS, LLC 12,536 475,000 0.15%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.