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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 77 Institutional holders with a total value of $485,485,722.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 2,039,886 72,946,000 15.03%
2 WELLS FARGO & COMPANY/MN 1,643,957 58,788,000 12.11%
3 Astor Investment Management LLC 1,369,494 48,973,000 10.09%
4 BANK OF AMERICA CORP /DE/ 1,229,830 43,979,000 9.06%
5 BB&T SECURITIES, LLC 116,566 41,683,000 8.59%
6 Beaumont Financial Partners, LLC 903,189 32,298,000 6.65%
7 UBS Group AG 820,198 29,330,000 6.04%
8 ENVESTNET ASSET MANAGEMENT INC 531,124 18,993,000 3.91%
9 GOLDMAN SACHS GROUP INC 501,817 17,945,000 3.70%
10 RAYMOND JAMES & ASSOCIATES 400,964 14,339,000 2.95%
11 ROYAL BANK OF CANADA 394,869 14,120,000 2.91%
12 LPL Financial LLC 374,663 13,271,000 2.73%
13 AVIANCE CAPITAL MANAGEMENT, LLC 307,721 11,004,000 2.27%
14 UNITED CAPITAL FINANCIAL ADVISORS, LLC 244,481 8,726,000 1.80%
15 BBVA USA Bancshares, Inc. 242,150 8,659,000 1.78%
16 SignalPoint Asset Management, LLC 126,786 4,534,000 0.93%
17 STEPHENS INC /AR/ 89,035 3,184,000 0.66%
18 JANE STREET GROUP, LLC 79,653 2,848,000 0.59%
19 Janney Montgomery Scott LLC 77,586 2,774,000 0.57%
20 SG Americas Securities, LLC 72,211 2,582,000 0.53%
21 OLD NATIONAL BANCORP /IN/ 63,409 2,268,000 0.47%
22 STIFEL FINANCIAL CORP 61,920 2,214,000 0.46%
23 D.A. DAVIDSON & CO. 61,085 2,184,000 0.45%
24 WESPAC Advisors, LLC 56,809 2,031,000 0.42%
25 NAVELLIER & ASSOCIATES INC 56,553 2,022,000 0.42%
26 First Allied Advisory Services, Inc. 46,573 1,671,000 0.34%
27 B. Riley Wealth Management, Inc. 41,321 1,477,000 0.30%
28 MSI Financial Services Inc 32,544 1,164,000 0.24%
29 VSR Financial Services, Inc. 31,894 1,140,000 0.23%
30 Commonwealth Equity Services, Inc 31,674 1,133,000 0.23%
31 Cambridge Investment Research Advisors, Inc. 28,117 1,005,000 0.21%
32 HL FINANCIAL SERVICES LLC 27,374 979,000 0.20%
33 Tower Research Capital LLC (TRC) 25,808 923,000 0.19%
34 Regal Investment Advisors LLC 23,203 830,000 0.17%
35 MANAGED ACCOUNT ADVISORS LLC 23,163 828,000 0.17%
36 AMERICAN INTERNATIONAL GROUP, INC. 22,264 796,161 0.16%
37 RISK PARADIGM GROUP, LLC 22,133 791,476 0.16%
38 Mirae Asset Global Investments Co., Ltd. 22,100 790,000 0.16%
39 Argentus Capital Management, LLC 21,301 762,000 0.16%
40 AMERIPRISE FINANCIAL INC 20,928 748,000 0.15%
41 Virtu Financial LLC 17,902 640,000 0.13%
42 CREDIT SUISSE AG/ 15,858 567,000 0.12%
43 JPMORGAN CHASE & CO 13,431 480,000 0.10%
44 Simplicity Solutions, LLC 12,878 460,525 0.09%
45 NATIONAL PLANNING CORP 12,675 453,000 0.09%
46 Moors & Cabot, Inc. 12,213 438,000 0.09%
47 Jaffetilchin Investment Partners, LLC 12,257 438,000 0.09%
48 Robert W. Baird & Co. Inc 11,911 426,000 0.09%
49 Freedom Investment Management, Inc. 10,746 384,000 0.08%
50 First Heartland Consultants, Inc. 9,583 343,000 0.07%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.