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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 15 Institutional holders with a total value of $6,541,793.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 105,645 2,354,000 35.98%
2 BANK OF AMERICA CORP /DE/ 54,834 1,222,000 18.68%
3 SUSQUEHANNA INTERNATIONAL GROUP, LLP 32,145 718,000 10.98%
4 STIFEL FINANCIAL CORP 30,992 691,000 10.56%
5 LPL Financial LLC 23,197 514,000 7.86%
6 RAYMOND JAMES & ASSOCIATES 13,916 310,000 4.74%
7 OPPENHEIMER & CO INC 10,650 237,000 3.62%
8 AMERICAN INTERNATIONAL GROUP, INC. 8,339 185,793 2.84%
9 ROYAL BANK OF CANADA 4,100 91,000 1.39%
10 PNC FINANCIAL SERVICES GROUP, INC. 3,819 85,000 1.30%
11 Aft, Forsyth & Sober, LLC 3,400 76,000 1.16%
12 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,444 32,000 0.49%
13 US BANCORP \DE\ 1,102 25,000 0.38%
14 Tower Research Capital LLC (TRC) 58 1,000 0.02%
15 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.