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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 24 Institutional holders with a total value of $29,802,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 368,622 9,094,000 30.51%
2 STIFEL FINANCIAL CORP 225,506 5,555,000 18.64%
3 BANK OF AMERICA CORP /DE/ 116,866 2,883,000 9.67%
4 MORGAN STANLEY 105,157 2,594,000 8.70%
5 SII INVESTMENTS INC/WI 70,303 1,737,000 5.83%
6 Koshinski Asset Management, Inc. 57,569 1,661,000 5.57%
7 SUSQUEHANNA INTERNATIONAL GROUP, LLP 44,169 1,090,000 3.66%
8 LPL Financial LLC 35,370 880,000 2.95%
9 First Allied Advisory Services, Inc. 32,696 807,000 2.71%
10 RAYMOND JAMES & ASSOCIATES 25,417 627,000 2.10%
11 JANE STREET GROUP, LLC 20,572 508,000 1.70%
12 PRIVATE ADVISORY GROUP LLC 21,538 496,000 1.66%
13 First Heartland Consultants, Inc. 17,248 426,000 1.43%
14 Virtu KCG Holdings LLC 15,794 390,000 1.31%
15 ROYAL BANK OF CANADA 14,491 358,000 1.20%
16 Janney Montgomery Scott LLC 10,031 247,000 0.83%
17 ADVISOR GROUP, INC. 8,156 201,000 0.67%
18 PNC FINANCIAL SERVICES GROUP, INC. 3,819 94,000 0.32%
19 UBS Group AG 2,737 68,000 0.23%
20 IFP ADVISORS, INC 1,489 37,000 0.12%
21 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,270 30,000 0.10%
22 WFG Advisors, LP 700 17,000 0.06%
23 MSI Financial Services Inc 88 2,000 0.01%
24 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.