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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 18 Institutional holders with a total value of $6,272,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 61,718 1,367,000 21.80%
2 BANK OF AMERICA CORP /DE/ 57,648 1,277,000 20.36%
3 LPL Financial LLC 35,769 791,000 12.61%
4 Virtu KCG Holdings LLC 21,569 478,000 7.62%
5 BAIRD FINANCIAL GROUP, INC. 21,297 472,000 7.53%
6 WELLS FARGO & COMPANY/MN 19,160 424,000 6.76%
7 WAYNE HUMMER INVESTMENTS L.L.C. 13,283 294,000 4.69%
8 ROYAL BANK OF CANADA 12,419 275,000 4.38%
9 Janney Montgomery Scott LLC 10,622 235,000 3.75%
10 SII INVESTMENTS INC/WI 10,251 226,000 3.60%
11 ADVISOR GROUP, INC. 8,679 193,000 3.08%
12 PNC FINANCIAL SERVICES GROUP, INC. 3,819 85,000 1.36%
13 D.A. DAVIDSON & CO. 3,490 77,000 1.23%
14 IFP ADVISORS, INC 1,489 33,000 0.53%
15 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,267 28,000 0.45%
16 WFG Advisors, LP 700 15,000 0.24%
17 MSI Financial Services Inc 88 2,000 0.03%
18 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.