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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 21 Institutional holders with a total value of $7,066,122.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 99,219 2,182,000 30.88%
2 BANK OF AMERICA CORP /DE/ 34,449 758,000 10.73%
3 STIFEL FINANCIAL CORP 31,688 697,000 9.86%
4 Virtu KCG Holdings LLC 28,384 624,000 8.83%
5 SUSQUEHANNA INTERNATIONAL GROUP, LLP 27,547 605,000 8.56%
6 LPL Financial LLC 26,179 577,000 8.17%
7 ROYAL BANK OF CANADA 15,007 330,000 4.67%
8 RAYMOND JAMES & ASSOCIATES 13,896 306,000 4.33%
9 OPPENHEIMER & CO INC 10,300 226,000 3.20%
10 Koshinski Asset Management, Inc. 9,411 207,000 2.93%
11 Transamerica Financial Advisors, LLC 7,028 155,000 2.19%
12 PNC FINANCIAL SERVICES GROUP, INC. 3,819 84,000 1.19%
13 MSI Financial Services Inc 3,662 81,000 1.15%
14 Aft, Forsyth & Sober, LLC 3,400 75,000 1.06%
15 AMERICAN INTERNATIONAL GROUP, INC. 2,916 64,122 0.91%
16 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,452 54,000 0.76%
17 US BANCORP \DE\ 1,102 24,000 0.34%
18 WFG Advisors, LP 500 11,000 0.16%
19 UBS Group AG 285 6,000 0.08%
20 Tower Research Capital LLC (TRC) 10 0 0.00%
21 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.