Dark
Light
System
Security
FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 21 Institutional holders with a total value of $14,817,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 298,887 6,088,000 41.09%
2 MORGAN STANLEY 141,160 2,876,000 19.41%
3 SII INVESTMENTS INC/WI 83,000 1,690,000 11.41%
4 LPL Financial LLC 38,918 817,000 5.51%
5 SUSQUEHANNA INTERNATIONAL GROUP, LLP 32,497 660,000 4.45%
6 STIFEL FINANCIAL CORP 21,915 446,000 3.01%
7 CITADEL ADVISORS LLC 19,315 392,000 2.65%
8 ROYAL BANK OF CANADA 19,054 388,000 2.62%
9 Virtu KCG Holdings LLC 15,217 310,000 2.09%
10 RAYMOND JAMES & ASSOCIATES 13,896 283,000 1.91%
11 OPPENHEIMER & CO INC 10,898 222,000 1.50%
12 Koshinski Asset Management, Inc. 9,411 207,000 1.40%
13 Covenant Multifamily Offices, LLC 5,062 103,000 0.70%
14 PNC FINANCIAL SERVICES GROUP, INC. 4,711 96,000 0.65%
15 Aft, Forsyth & Sober, LLC 3,400 69,000 0.47%
16 AMERICAN INTERNATIONAL GROUP, INC. 3,074 63,000 0.43%
17 MSI Financial Services Inc 2,898 59,000 0.40%
18 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,802 36,000 0.24%
19 WFG Advisors, LP 500 10,000 0.07%
20 Tower Research Capital LLC (TRC) 96 2,000 0.01%
21 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.