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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 21 Institutional holders with a total value of $18,851,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 266,662 5,528,000 29.32%
2 Raymond James Financial Services Advisors, Inc. 200,740 4,161,000 22.07%
3 MORGAN STANLEY 174,653 3,621,000 19.21%
4 LPL Financial LLC 81,459 1,672,000 8.87%
5 WELLS FARGO & COMPANY/MN 63,729 1,322,000 7.01%
6 Cetera Advisor Networks LLC 24,700 509,000 2.70%
7 STIFEL FINANCIAL CORP 19,451 403,000 2.14%
8 ROYAL BANK OF CANADA 17,574 364,000 1.93%
9 RAYMOND JAMES & ASSOCIATES 17,033 353,000 1.87%
10 SUSQUEHANNA INTERNATIONAL GROUP, LLP 11,004 228,000 1.21%
11 OPPENHEIMER & CO INC 10,920 226,000 1.20%
12 PNC FINANCIAL SERVICES GROUP, INC. 4,711 98,000 0.52%
13 IFP ADVISORS, INC 4,470 93,000 0.49%
14 AMERICAN INTERNATIONAL GROUP, INC. 3,816 79,000 0.42%
15 Aft, Forsyth & Sober, LLC 3,400 70,000 0.37%
16 MSI Financial Services Inc 2,598 54,000 0.29%
17 WFG Advisors, LP 1,100 23,000 0.12%
18 AUSDAL FINANCIAL PARTNERS, INC. 1,100 23,000 0.12%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,078 22,000 0.12%
20 Tower Research Capital LLC (TRC) 119 2,000 0.01%
21 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.