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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 17 Institutional holders with a total value of $9,459,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 182,804 3,806,000 40.24%
2 MORGAN STANLEY 80,399 1,674,000 17.70%
3 LPL Financial LLC 71,761 1,478,000 15.63%
4 ROYAL BANK OF CANADA 24,735 515,000 5.44%
5 CITADEL ADVISORS LLC 22,437 467,000 4.94%
6 JANE STREET GROUP, LLC 21,673 451,000 4.77%
7 Cetera Advisor Networks LLC 19,900 411,000 4.35%
8 SUSQUEHANNA INTERNATIONAL GROUP, LLP 17,269 360,000 3.81%
9 PNC FINANCIAL SERVICES GROUP, INC. 3,819 80,000 0.85%
10 IFP ADVISORS, INC 3,624 75,000 0.79%
11 MSI Financial Services Inc 2,702 56,000 0.59%
12 AMERICAN INTERNATIONAL GROUP, INC. 1,231 25,000 0.26%
13 WFG Advisors, LP 1,100 23,000 0.24%
14 LADENBURG THALMANN FINANCIAL SERVICES INC. 923 19,000 0.20%
15 Tower Research Capital LLC (TRC) 689 14,000 0.15%
16 WELLS FARGO & COMPANY/MN 225 5,000 0.05%
17 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.