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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 21 Institutional holders with a total value of $14,817,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 Tower Research Capital LLC (TRC) 96 2,000 0.01%
3 WFG Advisors, LP 500 10,000 0.07%
4 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,802 36,000 0.24%
5 MSI Financial Services Inc 2,898 59,000 0.40%
6 AMERICAN INTERNATIONAL GROUP, INC. 3,074 63,000 0.43%
7 Aft, Forsyth & Sober, LLC 3,400 69,000 0.47%
8 PNC FINANCIAL SERVICES GROUP, INC. 4,711 96,000 0.65%
9 Covenant Multifamily Offices, LLC 5,062 103,000 0.70%
10 Koshinski Asset Management, Inc. 9,411 207,000 1.40%
11 OPPENHEIMER & CO INC 10,898 222,000 1.50%
12 RAYMOND JAMES & ASSOCIATES 13,896 283,000 1.91%
13 Virtu KCG Holdings LLC 15,217 310,000 2.09%
14 ROYAL BANK OF CANADA 19,054 388,000 2.62%
15 CITADEL ADVISORS LLC 19,315 392,000 2.65%
16 STIFEL FINANCIAL CORP 21,915 446,000 3.01%
17 SUSQUEHANNA INTERNATIONAL GROUP, LLP 32,497 660,000 4.45%
18 LPL Financial LLC 38,918 817,000 5.51%
19 SII INVESTMENTS INC/WI 83,000 1,690,000 11.41%
20 MORGAN STANLEY 141,160 2,876,000 19.41%
21 BANK OF AMERICA CORP /DE/ 298,887 6,088,000 41.09%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.