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FIRST TR EXCHANGE TRADED ALP
FIRST TR EXCHANGE TRADED ALP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 23 Institutional holders with a total value of $37,111,798.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 817,637 24,693,000 66.54%
2 MORGAN STANLEY 163,855 4,949,000 13.34%
3 WELLS FARGO & COMPANY/MN 73,167 2,210,000 5.95%
4 LPL Financial LLC 53,289 1,609,000 4.34%
5 SUSQUEHANNA INTERNATIONAL GROUP, LLP 24,708 742,000 2.00%
6 First Heartland Consultants, Inc. 15,554 470,000 1.27%
7 RAYMOND JAMES & ASSOCIATES 14,690 444,000 1.20%
8 Transamerica Financial Advisors, LLC 14,253 431,000 1.16%
9 STIFEL FINANCIAL CORP 13,662 413,000 1.11%
10 ROYAL BANK OF CANADA 13,064 395,000 1.06%
11 Jaffetilchin Investment Partners, LLC 8,500 257,000 0.69%
12 BENJAMIN F. EDWARDS & COMPANY, INC. 7,883 238,000 0.64%
13 WFG Advisors, LP 5,340 161,000 0.43%
14 D.A. DAVIDSON & CO. 1,254 37,000 0.10%
15 NATIONAL PLANNING CORP 750 21,773 0.06%
16 WESTPORT RESOURCES MANAGEMENT INC 300 9,000 0.02%
17 CITIGROUP INC 300 9,000 0.02%
18 AMERICAN INTERNATIONAL GROUP, INC. 265 8,003 0.02%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 220 7,000 0.02%
20 MSI Financial Services Inc 172 5,000 0.01%
21 Winslow, Evans & Crocker, Inc. 100 3,022 0.01%
22 Parallax Volatility Advisers, L.P. 1 0 0.00%
23 Tower Research Capital LLC (TRC) 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.