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FIRST TR EXCHANGE TRADED ALP
FIRST TR EXCHANGE TRADED ALP. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 25 Institutional holders with a total value of $42,759,916.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Transamerica Financial Advisors, LLC 437,362 12,750,000 29.82%
2 MORGAN STANLEY 292,188 8,517,000 19.92%
3 ROYAL BANK OF CANADA 251,623 7,335,000 17.15%
4 LPL Financial LLC 230,657 6,920,000 16.18%
5 WELLS FARGO & COMPANY/MN 57,093 1,664,000 3.89%
6 BANK OF AMERICA CORP /DE/ 50,697 1,477,000 3.45%
7 Cambridge Investment Research Advisors, Inc. 43,816 1,277,000 2.99%
8 RAYMOND JAMES & ASSOCIATES 25,476 743,000 1.74%
9 BENJAMIN F. EDWARDS & COMPANY, INC. 16,313 476,000 1.11%
10 STIFEL FINANCIAL CORP 11,233 328,000 0.77%
11 UBS Group AG 10,892 318,000 0.74%
12 SUSQUEHANNA INTERNATIONAL GROUP, LLP 10,222 298,000 0.70%
13 First Heartland Consultants, Inc. 8,606 251,000 0.59%
14 WFG Advisors, LP 5,440 159,000 0.37%
15 D.A. DAVIDSON & CO. 1,847 53,000 0.12%
16 PNC FINANCIAL SERVICES GROUP, INC. 1,735 51,000 0.12%
17 ENVESTNET ASSET MANAGEMENT INC 1,487 43,000 0.10%
18 AMERICAN INTERNATIONAL GROUP, INC. 1,201 35,000 0.08%
19 MSI Financial Services Inc 842 25,000 0.06%
20 CWM, LLC 450 13,000 0.03%
21 CITIGROUP INC 311 9,000 0.02%
22 WESTPORT RESOURCES MANAGEMENT INC 300 9,000 0.02%
23 LADENBURG THALMANN FINANCIAL SERVICES INC. 220 6,000 0.01%
24 Winslow, Evans & Crocker, Inc. 100 2,916 0.01%
25 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.