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FIRST TR EXCHANGE TRADED ALP
FIRST TR EXCHANGE TRADED ALP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 15 Institutional holders with a total value of $24,309,908.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 346,557 10,445,000 42.97%
2 MORGAN STANLEY 165,449 4,986,000 20.51%
3 WELLS FARGO & COMPANY/MN 79,995 2,411,000 9.92%
4 STIFEL FINANCIAL CORP 68,792 2,073,000 8.53%
5 LPL Financial LLC 64,466 1,943,000 7.99%
6 ROYAL BANK OF CANADA 50,670 1,527,000 6.28%
7 SUSQUEHANNA INTERNATIONAL GROUP, LLP 14,583 440,000 1.81%
8 First Heartland Consultants, Inc. 12,614 380,000 1.56%
9 DEUTSCHE BANK AG\ 1,500 45,000 0.19%
10 WFG Advisors, LP 875 26,000 0.11%
11 AMERICAN INTERNATIONAL GROUP, INC. 461 13,894 0.06%
12 LADENBURG THALMANN FINANCIAL SERVICES INC. 220 7,000 0.03%
13 D.A. DAVIDSON & CO. 204 6,000 0.02%
14 Ground Swell Capital, LLC 120 4,000 0.02%
15 Winslow, Evans & Crocker, Inc. 100 3,014 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.