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FIRST TR EXCHANGE TRADED ALP
FIRST TR EXCHANGE TRADED ALP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 16 Institutional holders with a total value of $26,767,101.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 530,550 14,680,000 54.84%
2 MORGAN STANLEY 150,877 4,175,000 15.60%
3 WELLS FARGO & COMPANY/MN 79,232 2,192,000 8.19%
4 LPL Financial LLC 74,484 2,017,000 7.54%
5 STIFEL FINANCIAL CORP 72,178 1,997,000 7.46%
6 ROYAL BANK OF CANADA 38,352 1,061,000 3.96%
7 First Heartland Consultants, Inc. 17,422 482,000 1.80%
8 DEUTSCHE BANK AG\ 1,500 41,000 0.15%
9 BENJAMIN F. EDWARDS & COMPANY, INC. 1,273 35,000 0.13%
10 D.A. DAVIDSON & CO. 954 26,000 0.10%
11 WFG Advisors, LP 875 24,000 0.09%
12 Private Advisor Group, LLC 600 17,000 0.06%
13 AMERICAN INTERNATIONAL GROUP, INC. 265 7,333 0.03%
14 LADENBURG THALMANN FINANCIAL SERVICES INC. 242 7,000 0.03%
15 AMERIPRISE FINANCIAL INC 121 3,000 0.01%
16 Winslow, Evans & Crocker, Inc. 100 2,768 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.