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FIRST TR EXCHANGE TRADED ALP
FIRST TR EXCHANGE TRADED ALP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 32 Institutional holders with a total value of $52,827,326.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 395,932 13,701,000 25.94%
2 BANK OF AMERICA CORP /DE/ 284,230 9,836,000 18.62%
3 LPL Financial LLC 207,640 7,234,000 13.69%
4 Transamerica Financial Advisors, LLC 89,155 3,086,000 5.84%
5 Cambridge Investment Research Advisors, Inc. 65,713 2,274,000 4.30%
6 UBS Group AG 57,030 1,974,000 3.74%
7 BSC PRIVATE WEALTH MANAGEMENT, LLC 56,229 1,959,000 3.71%
8 SG Americas Securities, LLC 50,000 1,732,000 3.28%
9 JANE STREET GROUP, LLC 45,149 1,562,000 2.96%
10 RAYMOND JAMES & ASSOCIATES 44,451 1,538,000 2.91%
11 BENJAMIN F. EDWARDS & COMPANY, INC. 41,034 1,420,000 2.69%
12 WELLS FARGO & COMPANY/MN 33,098 1,145,000 2.17%
13 ROYAL BANK OF CANADA 30,306 1,049,000 1.99%
14 FIRST TRUST ADVISORS LP 29,139 1,008,000 1.91%
15 Jaffetilchin Investment Partners, LLC 24,402 844,000 1.60%
16 STIFEL FINANCIAL CORP 12,970 452,000 0.86%
17 CORNERSTONE WEALTH MANAGEMENT, LLC 10,059 351,000 0.66%
18 HL FINANCIAL SERVICES LLC 8,187 283,000 0.54%
19 IFP ADVISORS, INC 7,777 269,000 0.51%
20 Raymond James Financial Services Advisors, Inc. 7,669 265,000 0.50%
21 WFG Advisors, LP 7,124 247,000 0.47%
22 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,301 183,000 0.35%
23 D.A. DAVIDSON & CO. 3,066 106,000 0.20%
24 GENEOS WEALTH MANAGEMENT INC. 3,034 104,000 0.20%
25 PNC FINANCIAL SERVICES GROUP, INC. 2,379 82,000 0.16%
26 ENVESTNET ASSET MANAGEMENT INC 1,487 51,000 0.10%
27 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,000 35,000 0.07%
28 NEXT Financial Group, Inc 540 19,000 0.04%
29 MSI Financial Services Inc 332 11,000 0.02%
30 Winslow, Evans & Crocker, Inc. 126 4,326 0.01%
31 ADVISOR GROUP, INC. 101 3,000 0.01%
32 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.