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FIRST TR EXCHANGE TRADED ALP
FIRST TR EXCHANGE TRADED ALP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 14 Institutional holders with a total value of $21,423,740.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 245,721 7,332,000 34.22%
2 MORGAN STANLEY 141,582 4,225,000 19.72%
3 WELLS FARGO & COMPANY/MN 86,145 2,570,000 12.00%
4 STIFEL FINANCIAL CORP 83,954 2,505,000 11.69%
5 SUSQUEHANNA INTERNATIONAL GROUP, LLP 61,441 1,833,000 8.56%
6 VSR Financial Services, Inc. 39,293 1,172,000 5.47%
7 LPL Financial LLC 30,710 916,000 4.28%
8 ROYAL BANK OF CANADA 13,952 416,000 1.94%
9 First Heartland Consultants, Inc. 9,712 290,000 1.35%
10 DEUTSCHE BANK AG\ 3,900 116,000 0.54%
11 WFG Advisors, LP 875 26,000 0.12%
12 AMERICAN INTERNATIONAL GROUP, INC. 461 13,756 0.06%
13 D.A. DAVIDSON & CO. 204 6,000 0.03%
14 Winslow, Evans & Crocker, Inc. 100 2,984 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.