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FIRST TR EXCHANGE TRADED ALP
FIRST TR EXCHANGE TRADED ALP. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 27 Institutional holders with a total value of $53,718,110.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Brookstone Capital Management 530,395 16,855,000 31.38%
2 MORGAN STANLEY 288,345 9,163,000 17.06%
3 Transamerica Financial Advisors, LLC 285,430 9,071,000 16.89%
4 LPL Financial LLC 178,138 5,649,000 10.52%
5 VSR Financial Services, Inc. 65,030 2,066,000 3.85%
6 BANK OF AMERICA CORP /DE/ 62,529 1,987,000 3.70%
7 WELLS FARGO & COMPANY/MN 61,235 1,945,000 3.62%
8 ROYAL BANK OF CANADA 55,362 1,760,000 3.28%
9 Cambridge Investment Research Advisors, Inc. 34,625 1,100,000 2.05%
10 UBS Group AG 32,745 1,041,000 1.94%
11 RAYMOND JAMES & ASSOCIATES 26,186 832,000 1.55%
12 First Heartland Consultants, Inc. 19,621 624,000 1.16%
13 BENJAMIN F. EDWARDS & COMPANY, INC. 15,689 499,000 0.93%
14 STIFEL FINANCIAL CORP 12,732 405,000 0.75%
15 Jaffetilchin Investment Partners, LLC 9,500 302,000 0.56%
16 WFG Advisors, LP 5,590 178,000 0.33%
17 PNC FINANCIAL SERVICES GROUP, INC. 1,927 61,000 0.11%
18 D.A. DAVIDSON & CO. 1,674 53,000 0.10%
19 AMERICAN INTERNATIONAL GROUP, INC. 1,351 42,932 0.08%
20 WEALTHPLAN PARTNERS, LLC 860 27,000 0.05%
21 MANAGED ACCOUNT ADVISORS LLC 699 22,000 0.04%
22 WESTPORT RESOURCES MANAGEMENT INC 300 10,000 0.02%
23 CITIGROUP INC 311 10,000 0.02%
24 LADENBURG THALMANN FINANCIAL SERVICES INC. 220 7,000 0.01%
25 MSI Financial Services Inc 172 5,000 0.01%
26 Winslow, Evans & Crocker, Inc. 100 3,178 0.01%
27 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.