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FIRST TR EXCHANGE TRADED ALP
FIRST TR EXCHANGE TRADED ALP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 30 Institutional holders with a total value of $28,625,014.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 Winslow, Evans & Crocker, Inc. 100 3,014 0.01%
3 AMERICAN INTERNATIONAL GROUP, INC. 202 6,000 0.02%
4 CITIGROUP INC 311 9,000 0.03%
5 Transamerica Financial Advisors, LLC 629 19,000 0.07%
6 MSI Financial Services Inc 932 28,000 0.10%
7 ENVESTNET ASSET MANAGEMENT INC 1,487 45,000 0.16%
8 PNC FINANCIAL SERVICES GROUP, INC. 1,736 52,000 0.18%
9 D.A. DAVIDSON & CO. 2,364 71,000 0.25%
10 UBS Group AG 2,870 87,000 0.30%
11 GENEOS WEALTH MANAGEMENT INC. 3,065 92,000 0.32%
12 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,360 101,000 0.35%
13 IFP ADVISORS, INC 6,935 209,000 0.73%
14 WFG Advisors, LP 7,032 212,000 0.74%
15 CONFLUENCE INVESTMENT MANAGEMENT LLC 8,741 263,000 0.92%
16 HL FINANCIAL SERVICES LLC 8,911 269,000 0.94%
17 STIFEL FINANCIAL CORP 9,932 300,000 1.05%
18 CORNERSTONE WEALTH MANAGEMENT, LLC 10,093 323,000 1.13%
19 RAYMOND JAMES & ASSOCIATES 19,972 602,000 2.10%
20 CITADEL ADVISORS LLC 23,595 712,000 2.49%
21 ROYAL BANK OF CANADA 24,281 732,000 2.56%
22 SUSQUEHANNA INTERNATIONAL GROUP, LLP 26,733 806,000 2.82%
23 Cambridge Investment Research Advisors, Inc. 35,292 1,064,000 3.72%
24 BENJAMIN F. EDWARDS & COMPANY, INC. 38,331 1,155,000 4.03%
25 JANE STREET GROUP, LLC 39,198 1,181,000 4.13%
26 Raymond James Financial Services Advisors, Inc. 45,644 1,376,000 4.81%
27 BANK OF AMERICA CORP /DE/ 50,468 1,522,000 5.32%
28 WELLS FARGO & COMPANY/MN 54,987 1,657,000 5.79%
29 MORGAN STANLEY 257,078 7,748,000 27.07%
30 LPL Financial LLC 269,463 7,981,000 27.88%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.