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FIRST TR EXCHANGE TRADED ALP
FIRST TR EXCHANGE TRADED ALP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 33 Institutional holders with a total value of $34,356,130.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 Winslow, Evans & Crocker, Inc. 100 3,130 0.01%
3 ADVISOR GROUP, INC. 236 6,000 0.02%
4 Transamerica Financial Advisors, LLC 305 10,000 0.03%
5 MSI Financial Services Inc 332 10,000 0.03%
6 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,000 31,000 0.09%
7 ENVESTNET ASSET MANAGEMENT INC 1,487 47,000 0.14%
8 BARCLAYS PLC 1,500 47,000 0.14%
9 PNC FINANCIAL SERVICES GROUP, INC. 2,017 63,000 0.18%
10 D.A. DAVIDSON & CO. 2,668 83,000 0.24%
11 UBS Group AG 3,000 94,000 0.27%
12 GENEOS WEALTH MANAGEMENT INC. 3,065 96,000 0.28%
13 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,994 125,000 0.36%
14 WFG Advisors, LP 7,208 226,000 0.66%
15 GOLDMAN SACHS GROUP INC 7,887 247,000 0.72%
16 IFP ADVISORS, INC 8,093 253,000 0.74%
17 CONFLUENCE INVESTMENT MANAGEMENT LLC 8,736 273,000 0.79%
18 HL FINANCIAL SERVICES LLC 9,136 286,000 0.83%
19 STIFEL FINANCIAL CORP 10,415 326,000 0.95%
20 Jaffetilchin Investment Partners, LLC 19,849 621,000 1.81%
21 JANE STREET GROUP, LLC 21,614 677,000 1.97%
22 Raymond James Financial Services Advisors, Inc. 23,182 726,000 2.11%
23 SG Americas Securities, LLC 27,630 865,000 2.52%
24 SOCIETE GENERALE 27,630 865,000 2.52%
25 ROYAL BANK OF CANADA 29,325 918,000 2.67%
26 WELLS FARGO & COMPANY/MN 33,755 1,056,000 3.07%
27 Cambridge Investment Research Advisors, Inc. 34,555 1,082,000 3.15%
28 RAYMOND JAMES & ASSOCIATES 35,526 1,112,000 3.24%
29 BENJAMIN F. EDWARDS & COMPANY, INC. 41,045 1,285,000 3.74%
30 BSC PRIVATE WEALTH MANAGEMENT, LLC 55,429 1,739,000 5.06%
31 LPL Financial LLC 179,848 5,642,000 16.42%
32 MORGAN STANLEY 238,948 7,479,000 21.77%
33 BANK OF AMERICA CORP /DE/ 257,629 8,063,000 23.47%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.