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FIRST TR EXCHANGE TRADED ALP
FIRST TR EXCHANGE TRADED ALP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 32 Institutional holders with a total value of $38,648,382.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 ADVISOR GROUP, INC. 39 1,000 0.00%
3 Winslow, Evans & Crocker, Inc. 100 3,382 0.01%
4 Transamerica Financial Advisors, LLC 156 6,000 0.02%
5 MSI Financial Services Inc 332 11,000 0.03%
6 NEXT Financial Group, Inc 340 11,000 0.03%
7 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,000 34,000 0.09%
8 ENVESTNET ASSET MANAGEMENT INC 1,487 50,000 0.13%
9 PNC FINANCIAL SERVICES GROUP, INC. 2,303 78,000 0.20%
10 GENEOS WEALTH MANAGEMENT INC. 3,065 103,000 0.27%
11 D.A. DAVIDSON & CO. 3,305 111,000 0.29%
12 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,298 179,000 0.46%
13 CONFLUENCE INVESTMENT MANAGEMENT LLC 5,955 201,000 0.52%
14 IFP ADVISORS, INC 6,382 216,000 0.56%
15 WFG Advisors, LP 7,053 238,000 0.62%
16 GOLDMAN SACHS GROUP INC 8,182 277,000 0.72%
17 HL FINANCIAL SERVICES LLC 8,525 288,000 0.75%
18 CORNERSTONE WEALTH MANAGEMENT, LLC 9,210 308,000 0.80%
19 Cambridge Investment Research Advisors, Inc. 15,743 532,000 1.38%
20 SUSQUEHANNA INTERNATIONAL GROUP, LLP 15,942 539,000 1.39%
21 STIFEL FINANCIAL CORP 18,084 612,000 1.58%
22 Jaffetilchin Investment Partners, LLC 21,699 734,000 1.90%
23 Raymond James Financial Services Advisors, Inc. 26,982 912,000 2.36%
24 ROYAL BANK OF CANADA 28,938 978,000 2.53%
25 WELLS FARGO & COMPANY/MN 32,982 1,115,000 2.88%
26 BENJAMIN F. EDWARDS & COMPANY, INC. 46,655 1,577,000 4.08%
27 BSC PRIVATE WEALTH MANAGEMENT, LLC 55,060 1,843,000 4.77%
28 UBS Group AG 56,922 1,925,000 4.98%
29 RAYMOND JAMES & ASSOCIATES 66,189 2,238,000 5.79%
30 LPL Financial LLC 199,258 6,671,000 17.26%
31 MORGAN STANLEY 231,138 7,815,000 20.22%
32 BANK OF AMERICA CORP /DE/ 267,442 9,042,000 23.40%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.