| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 3,838,569 | 54,048,000 | 30.38% | ||
| 2 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 972,219 | 13,689,000 | 7.69% | ||
| 3 | WELLS FARGO & COMPANY/MN | 918,638 | 12,935,000 | 7.27% | ||
| 4 | EATON VANCE MANAGEMENT | 762,137 | 10,731,000 | 6.03% | ||
| 5 | Camelot Portfolios, LLC | 658,972 | 9,278,000 | 5.21% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 605,568 | 8,526,000 | 4.79% | ||
| 7 | BESSEMER GROUP INC | 445,000 | 6,266,000 | 3.52% | ||
| 8 | Invesco Ltd. | 386,190 | 5,438,000 | 3.06% | ||
| 9 | Pine River Capital Management L.P. | 384,994 | 5,420,000 | 3.05% | ||
| 10 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 324,192 | 4,526,000 | 2.54% | ||
| 11 | Saba Capital Management, L.P. | 277,830 | 3,912,000 | 2.20% | ||
| 12 | UBS Group AG | 276,216 | 3,889,000 | 2.19% | ||
| 13 | AQR ARBITRAGE LLC | 200,796 | 2,827,000 | 1.59% | ||
| 14 | Carlson Capital, L.P. | 200,000 | 2,816,000 | 1.58% | ||
| 15 | RAYMOND JAMES & ASSOCIATES | 169,057 | 2,380,000 | 1.34% | ||
| 16 | EnTrustPermal Management LLC | 154,400 | 2,174,000 | 1.22% | ||
| 17 | Atria Investments, Inc | 132,224 | 1,838,000 | 1.03% | ||
| 18 | LPL Financial LLC | 117,421 | 1,645,000 | 0.92% | ||
| 19 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 109,657 | 1,544,000 | 0.87% | ||
| 20 | THRIVENT FINANCIAL FOR LUTHERANS | 109,209 | 1,537,000 | 0.86% | ||
| 21 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 108,572 | 1,529,000 | 0.86% | ||
| 22 | Advisors Asset Management, Inc. | 105,648 | 1,488,000 | 0.84% | ||
| 23 | ROYAL BANK OF CANADA | 97,976 | 1,379,000 | 0.78% | ||
| 24 | BLACKROCK ADVISORS LLC | 95,230 | 1,341,000 | 0.75% | ||
| 25 | Curi Capital, LLC | 72,459 | 1,020,000 | 0.57% | ||
| 26 | Thomas J. Herzfeld Advisors, Inc. | 71,365 | 1,005,000 | 0.56% | ||
| 27 | WOLVERINE ASSET MANAGEMENT LLC | 70,452 | 991,000 | 0.56% | ||
| 28 | Yorktown Management & Research Co Inc | 70,000 | 986,000 | 0.55% | ||
| 29 | Raymond James Financial Services Advisors, Inc. | 68,906 | 970,000 | 0.55% | ||
| 30 | CITIGROUP INC | 68,545 | 965,000 | 0.54% | ||
| 31 | USCA RIA LLC | 67,450 | 950,000 | 0.53% | ||
| 32 | Cambridge Investment Research Advisors, Inc. | 50,762 | 715,000 | 0.40% | ||
| 33 | FRANKLIN RESOURCES INC | 50,594 | 712,000 | 0.40% | ||
| 34 | Weiss Asset Management LP | 50,134 | 706,000 | 0.40% | ||
| 35 | HL FINANCIAL SERVICES LLC | 48,675 | 685,000 | 0.39% | ||
| 36 | MARINER INVESTMENT GROUP LLC | 40,626 | 572,000 | 0.32% | ||
| 37 | GUGGENHEIM CAPITAL LLC | 40,383 | 569,000 | 0.32% | ||
| 38 | Janney Montgomery Scott LLC | 40,184 | 566,000 | 0.32% | ||
| 39 | DESCHUTES PORTFOLIO STRATEGY, LLC | 34,900 | 491,000 | 0.28% | ||
| 40 | Eos Management, L.P. | 34,575 | 487,000 | 0.27% | ||
| 41 | Squarepoint Ops LLC | 33,000 | 465,000 | 0.26% | ||
| 42 | OTA Financial Group L.P. | 26,878 | 378,000 | 0.21% | ||
| 43 | SG Americas Securities, LLC | 26,063 | 367,000 | 0.21% | ||
| 44 | OPPENHEIMER & CO INC | 24,557 | 346,000 | 0.19% | ||
| 45 | CREDIT SUISSE AG/ | 24,023 | 338,000 | 0.19% | ||
| 46 | STIFEL FINANCIAL CORP | 23,110 | 325,000 | 0.18% | ||
| 47 | RAYMOND JAMES TRUST N.A. | 18,376 | 258,000 | 0.15% | ||
| 48 | Global Endowment Management, LP | 16,000 | 225,000 | 0.13% | ||
| 49 | STATE OF WISCONSIN INVESTMENT BOARD | 14,400 | 203,000 | 0.11% | ||
| 50 | NorthRock Partners, LLC | 13,666 | 192,000 | 0.11% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
