| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 2,454,915 | 41,954,000 | 25.27% | ||
| 2 | WELLS FARGO & COMPANY/MN | 892,139 | 15,247,000 | 9.18% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 676,865 | 11,568,000 | 6.97% | ||
| 4 | THIRD AVENUE MANAGEMENT LLC | 653,060 | 11,161,000 | 6.72% | ||
| 5 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 634,172 | 10,838,000 | 6.53% | ||
| 6 | Saba Capital Management, L.P. | 575,557 | 9,836,000 | 5.92% | ||
| 7 | UBS AG | 485,535 | 8,298,000 | 5.00% | ||
| 8 | 1832 Asset Management L.P. | 370,371 | 6,336,000 | 3.82% | ||
| 9 | Pine River Capital Management L.P. | 343,794 | 5,875,000 | 3.54% | ||
| 10 | Invesco Ltd. | 317,584 | 5,428,000 | 3.27% | ||
| 11 | Advisors Asset Management, Inc. | 233,537 | 3,991,000 | 2.40% | ||
| 12 | RAYMOND JAMES & ASSOCIATES | 214,291 | 3,662,000 | 2.21% | ||
| 13 | Carlson Capital, L.P. | 166,666 | 2,848,000 | 1.72% | ||
| 14 | ROYAL BANK OF CANADA | 162,268 | 2,773,000 | 1.67% | ||
| 15 | GUGGENHEIM CAPITAL LLC | 145,107 | 2,479,000 | 1.49% | ||
| 16 | Thomas J. Herzfeld Advisors, Inc. | 131,130 | 2,241,000 | 1.35% | ||
| 17 | AQR CAPITAL MANAGEMENT LLC | 124,826 | 2,133,000 | 1.28% | ||
| 18 | Shaker Financial Services, LLC | 114,354 | 1,954,000 | 1.18% | ||
| 19 | LPL Financial LLC | 112,752 | 1,917,000 | 1.15% | ||
| 20 | Raymond James Financial Services Advisors, Inc. | 106,325 | 1,817,000 | 1.09% | ||
| 21 | THRIVENT FINANCIAL FOR LUTHERANS | 97,209 | 1,661,000 | 1.00% | ||
| 22 | WOLVERINE ASSET MANAGEMENT LLC | 77,870 | 1,330,000 | 0.80% | ||
| 23 | FRANKLIN RESOURCES INC | 50,594 | 865,000 | 0.52% | ||
| 24 | CORNERSTONE ADVISORS INC | 46,839 | 800,000 | 0.48% | ||
| 25 | Atria Investments, Inc | 42,210 | 721,000 | 0.43% | ||
| 26 | WEDBUSH SECURITIES INC | 41,558 | 710,000 | 0.43% | ||
| 27 | HL FINANCIAL SERVICES LLC | 38,782 | 663,000 | 0.40% | ||
| 28 | OPPENHEIMER & CO INC | 38,291 | 654,000 | 0.39% | ||
| 29 | Janney Montgomery Scott LLC | 35,774 | 611,380 | 0.37% | ||
| 30 | Cambridge Investment Research Advisors, Inc. | 34,570 | 591,000 | 0.36% | ||
| 31 | Eos Management, L.P. | 28,064 | 480,000 | 0.29% | ||
| 32 | WFG Advisors, LP | 26,747 | 457,000 | 0.28% | ||
| 33 | DOLIVER ADVISORS, LP | 25,601 | 438,000 | 0.26% | ||
| 34 | Kamunting Street Capital Management, L.P. | 21,425 | 366,000 | 0.22% | ||
| 35 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 20,752 | 355,000 | 0.21% | ||
| 36 | SENTINEL TRUST CO LBA | 20,191 | 345,000 | 0.21% | ||
| 37 | DEUTSCHE BANK AG\ | 17,713 | 302,000 | 0.18% | ||
| 38 | Capital Investment Advisors, LLC | 17,275 | 295,000 | 0.18% | ||
| 39 | DRW Securities, LLC | 17,123 | 293,000 | 0.18% | ||
| 40 | STIFEL FINANCIAL CORP | 16,968 | 290,000 | 0.17% | ||
| 41 | VSR Financial Services, Inc. | 16,150 | 276,000 | 0.17% | ||
| 42 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 14,513 | 248,000 | 0.15% | ||
| 43 | Dorsey & Whitney Trust CO LLC | 14,000 | 239,000 | 0.14% | ||
| 44 | SII INVESTMENTS INC/WI | 10,373 | 178,000 | 0.11% | ||
| 45 | GOLDMAN SACHS GROUP INC | 10,229 | 175,000 | 0.11% | ||
| 46 | NEXT Financial Group, Inc | 5,194 | 89,000 | 0.05% | ||
| 47 | AMERICAN INTERNATIONAL GROUP, INC. | 2,946 | 50,347 | 0.03% | ||
| 48 | OPTIMUM INVESTMENT ADVISORS | 2,660 | 45,000 | 0.03% | ||
| 49 | Regal Investment Advisors LLC | 2,511 | 43,000 | 0.03% | ||
| 50 | Winslow, Evans & Crocker, Inc. | 2,142 | 36,608 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
