| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Saba Capital Management, L.P. | 4,608,556 | 74,106,000 | 29.48% | ||
| 2 | MORGAN STANLEY | 4,512,517 | 72,562,000 | 28.86% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,197,943 | 19,263,000 | 7.66% | ||
| 4 | EATON VANCE MANAGEMENT | 772,971 | 12,429,000 | 4.94% | ||
| 5 | Camelot Portfolios, LLC | 672,551 | 10,815,000 | 4.30% | ||
| 6 | WELLS FARGO & COMPANY/MN | 553,063 | 8,894,000 | 3.54% | ||
| 7 | SIT INVESTMENT ASSOCIATES INC | 435,309 | 7,000,000 | 2.78% | ||
| 8 | Invesco Ltd. | 407,854 | 6,558,000 | 2.61% | ||
| 9 | UBS Group AG | 380,866 | 6,124,000 | 2.44% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 329,119 | 5,292,000 | 2.10% | ||
| 11 | BESSEMER GROUP INC | 254,900 | 4,099,000 | 1.63% | ||
| 12 | Carlson Capital, L.P. | 200,000 | 3,216,000 | 1.28% | ||
| 13 | RAYMOND JAMES & ASSOCIATES | 190,191 | 3,058,000 | 1.22% | ||
| 14 | ROYAL BANK OF CANADA | 120,840 | 1,943,000 | 0.77% | ||
| 15 | THRIVENT FINANCIAL FOR LUTHERANS | 109,209 | 1,756,000 | 0.70% | ||
| 16 | BLACKROCK ADVISORS LLC | 96,849 | 1,557,000 | 0.62% | ||
| 17 | MILLENNIUM MANAGEMENT LLC | 96,642 | 1,554,000 | 0.62% | ||
| 18 | GUGGENHEIM CAPITAL LLC | 81,084 | 1,304,000 | 0.52% | ||
| 19 | LPL Financial LLC | 68,176 | 1,113,000 | 0.44% | ||
| 20 | Raymond James Financial Services Advisors, Inc. | 64,029 | 1,030,000 | 0.41% | ||
| 21 | Advisors Asset Management, Inc. | 61,088 | 982,000 | 0.39% | ||
| 22 | HL FINANCIAL SERVICES LLC | 53,628 | 862,000 | 0.34% | ||
| 23 | FRANKLIN RESOURCES INC | 50,594 | 814,000 | 0.32% | ||
| 24 | Thomas J. Herzfeld Advisors, Inc. | 49,105 | 790,000 | 0.31% | ||
| 25 | Janney Montgomery Scott LLC | 39,263 | 631,000 | 0.25% | ||
| 26 | STIFEL FINANCIAL CORP | 32,885 | 526,000 | 0.21% | ||
| 27 | OPPENHEIMER & CO INC | 27,109 | 436,000 | 0.17% | ||
| 28 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 23,653 | 380,000 | 0.15% | ||
| 29 | Commonwealth Equity Services, Inc | 21,169 | 340,000 | 0.14% | ||
| 30 | RAYMOND JAMES TRUST N.A. | 17,899 | 288,000 | 0.11% | ||
| 31 | Global Endowment Management, LP | 16,000 | 257,000 | 0.10% | ||
| 32 | Dorsey & Whitney Trust CO LLC | 13,500 | 217,000 | 0.09% | ||
| 33 | Alpine Global Management, LLC | 11,165 | 180,000 | 0.07% | ||
| 34 | Cetera Advisor Networks LLC | 11,200 | 179,000 | 0.07% | ||
| 35 | ADVISOR GROUP, INC. | 9,206 | 148,000 | 0.06% | ||
| 36 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 8,700 | 140,000 | 0.06% | ||
| 37 | ENVESTNET ASSET MANAGEMENT INC | 7,328 | 118,000 | 0.05% | ||
| 38 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 6,053 | 97,000 | 0.04% | ||
| 39 | IFP ADVISORS, INC | 5,228 | 84,000 | 0.03% | ||
| 40 | GLOBAL RETIREMENT PARTNERS, LLC | 4,569 | 73,000 | 0.03% | ||
| 41 | MSI Financial Services Inc | 3,877 | 62,000 | 0.02% | ||
| 42 | US BANCORP \DE\ | 2,000 | 32,000 | 0.01% | ||
| 43 | NEXT Financial Group, Inc | 1,500 | 24,000 | 0.01% | ||
| 44 | PNC FINANCIAL SERVICES GROUP, INC. | 1,333 | 21,000 | 0.01% | ||
| 45 | VALLEY NATIONAL ADVISERS INC | 1,333 | 21,000 | 0.01% | ||
| 46 | FIFTH THIRD BANCORP | 798 | 13,000 | 0.01% | ||
| 47 | PENSERRA CAPITAL MANAGEMENT LLC | 563 | 9,000 | 0.00% | ||
| 48 | CITIGROUP INC | 459 | 7,000 | 0.00% | ||
| 49 | Creative Planning | 202 | 3,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
