Dark
Light
System
Security
FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 34 Institutional holders with a total value of $51,298,014.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,660,988 20,015,000 39.02%
2 WELLS FARGO & COMPANY/MN 700,483 8,441,000 16.45%
3 UBS AG 544,168 6,557,000 12.78%
4 BANK OF AMERICA CORP /DE/ 346,252 4,172,000 8.13%
5 ROYAL BANK OF CANADA 171,597 2,067,000 4.03%
6 SUSQUEHANNA INTERNATIONAL GROUP, LLP 150,383 1,812,000 3.53%
7 RAYMOND JAMES & ASSOCIATES 133,411 1,608,000 3.13%
8 Janney Montgomery Scott LLC 114,289 1,377,181 2.68%
9 LPL Financial LLC 68,607 827,000 1.61%
10 NIEMANN CAPITAL MANAGEMENT INC 67,479 813,000 1.58%
11 JANE STREET GROUP, LLC 45,705 551,000 1.07%
12 JPMORGAN CHASE & CO 33,107 399,000 0.78%
13 OPPENHEIMER & CO INC 29,170 352,000 0.69%
14 STIFEL FINANCIAL CORP 26,674 321,000 0.63%
15 SUNTRUST BANKS INC 25,145 302,000 0.59%
16 WILMINGTON TRUST CO 19,240 232,000 0.45%
17 First Allied Advisory Services, Inc. 17,197 209,000 0.41%
18 Long Wharf Investors, Inc. 15,340 185,000 0.36%
19 Ledyard National Bank 15,335 184,000 0.36%
20 ENVESTNET ASSET MANAGEMENT INC 15,180 183,000 0.36%
21 AMERIPRISE FINANCIAL INC 10,047 138,000 0.27%
22 Verition Fund Management LLC 10,815 130,000 0.25%
23 Kingfisher Capital LLC 10,573 127,000 0.25%
24 WHITTIER TRUST CO 10,350 125,000 0.24%
25 PNC FINANCIAL SERVICES GROUP, INC. 5,000 60,000 0.12%
26 Creative Planning 4,598 55,000 0.11%
27 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,400 17,000 0.03%
28 AMERICAN INTERNATIONAL GROUP, INC. 982 11,833 0.02%
29 CITIGROUP INC 775 9,000 0.02%
30 Avior Wealth Management, LLC 700 8,000 0.02%
31 Apriem Advisors 300 4,000 0.01%
32 Partnervest Advisory Services LLC 250 3,000 0.01%
33 NEW ENGLAND SECURITIES CORP /MA/ 200 2,000 0.00%
34 US BANCORP \DE\ 42 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.