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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 34 Institutional holders with a total value of $6,618,322.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Perkins Coie Trust Co 151,879 1,648,000 24.90%
2 ROYAL BANK OF CANADA 48,076 521,000 7.87%
3 WELLS FARGO & COMPANY/MN 46,621 506,000 7.65%
4 LPL Financial LLC 43,755 482,000 7.28%
5 AVIANCE CAPITAL MANAGEMENT, LLC 41,010 445,000 6.72%
6 BANK OF AMERICA CORP /DE/ 40,195 436,000 6.59%
7 JANE STREET GROUP, LLC 30,973 336,000 5.08%
8 MORGAN STANLEY 29,733 323,000 4.88%
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 29,632 322,000 4.87%
10 Ledyard National Bank 26,050 283,000 4.28%
11 First Allied Advisory Services, Inc. 19,259 211,000 3.19%
12 M&T BANK CORP 19,240 209,000 3.16%
13 COLONY GROUP LLC 18,320 199,000 3.01%
14 Creative Planning 13,190 143,000 2.16%
15 WHITTIER TRUST CO 11,600 126,000 1.90%
16 MILLIE CAPITAL MANAGEMENT, LLC 10,800 117,000 1.77%
17 UBS Group AG 9,998 109,000 1.65%
18 PNC FINANCIAL SERVICES GROUP, INC. 5,400 58,000 0.88%
19 U S GLOBAL INVESTORS INC 5,400 57,000 0.86%
20 TRUST CO OF VERMONT 2,250 24,000 0.36%
21 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,400 15,000 0.23%
22 CITIGROUP INC 875 9,000 0.14%
23 Avior Wealth Management, LLC 700 8,000 0.12%
24 INTEGRATED WEALTH MANAGEMENT 638 6,000 0.09%
25 WFG Advisors, LP 511 6,000 0.09%
26 WEALTHPLAN PARTNERS, LLC 600 6,000 0.09%
27 Ameritas Investment Partners, Inc. 505 5,000 0.08%
28 Apriem Advisors 300 3,000 0.05%
29 AMERICAN INTERNATIONAL GROUP, INC. 214 2,322 0.04%
30 Tower Research Capital LLC (TRC) 89 1,000 0.02%
31 MSI Financial Services Inc 120 1,000 0.02%
32 NEXT Financial Group, Inc 100 1,000 0.02%
33 Parallax Volatility Advisers, L.P. 1 0 0.00%
34 US BANCORP \DE\ 42 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.