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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 35 Institutional holders with a total value of $8,672,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Perkins Coie Trust Co 150,824 1,552,000 17.90%
2 MILLENNIUM MANAGEMENT LLC 100,000 1,029,000 11.87%
3 AVIANCE CAPITAL MANAGEMENT, LLC 76,203 784,000 9.04%
4 CITADEL ADVISORS LLC 65,326 673,000 7.76%
5 MORGAN STANLEY 50,762 522,000 6.02%
6 JANE STREET GROUP, LLC 50,526 520,000 6.00%
7 WELLS FARGO & COMPANY/MN 40,117 413,000 4.76%
8 SUSQUEHANNA INTERNATIONAL GROUP, LLP 39,795 410,000 4.73%
9 AMERIPRISE FINANCIAL INC 28,877 297,000 3.42%
10 Ledyard National Bank 26,050 268,000 3.09%
11 LPL Financial LLC 24,268 264,000 3.04%
12 First Allied Advisory Services, Inc. 21,563 221,000 2.55%
13 Creative Planning 20,955 216,000 2.49%
14 COLONY GROUP LLC 20,577 212,000 2.44%
15 BANK OF AMERICA CORP /DE/ 19,479 201,000 2.32%
16 M&T BANK CORP 19,240 198,000 2.28%
17 PNC FINANCIAL SERVICES GROUP, INC. 17,600 180,000 2.08%
18 WHITTIER TRUST CO 11,600 119,000 1.37%
19 MILLIE CAPITAL MANAGEMENT, LLC 10,400 107,000 1.23%
20 HighTower Advisors, LLC 10,250 107,000 1.23%
21 FIFTH THIRD BANCORP 9,956 102,000 1.18%
22 TRUST CO OF VERMONT 6,950 72,000 0.83%
23 UBS Group AG 6,382 66,000 0.76%
24 ENVESTNET ASSET MANAGEMENT INC 4,245 44,000 0.51%
25 ROYAL BANK OF CANADA 4,168 43,000 0.50%
26 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,400 14,000 0.16%
27 CITIGROUP INC 875 9,000 0.10%
28 INTEGRATED WEALTH MANAGEMENT 647 7,000 0.08%
29 Avior Wealth Management, LLC 700 7,000 0.08%
30 WFG Advisors, LP 519 5,000 0.06%
31 Ameritas Investment Partners, Inc. 505 5,000 0.06%
32 Apriem Advisors 300 3,000 0.03%
33 AMERICAN INTERNATIONAL GROUP, INC. 182 2,000 0.02%
34 US BANCORP \DE\ 42 0 0.00%
35 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.