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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 37 Institutional holders with a total value of $9,743,438.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Perkins Coie Trust Co 150,824 1,713,000 17.58%
2 MILLENNIUM MANAGEMENT LLC 90,000 1,022,000 10.49%
3 AVIANCE CAPITAL MANAGEMENT, LLC 88,147 1,001,000 10.27%
4 LPL Financial LLC 58,802 662,000 6.79%
5 EDMOND DE ROTHSCHILD HOLDING S.A. 55,500 630,000 6.47%
6 EDMOND DE ROTHSCHILD ASSET MANAGEMENT (LUXEMBOURG) 55,500 630,000 6.47%
7 MORGAN STANLEY 44,148 502,000 5.15%
8 WELLS FARGO & COMPANY/MN 36,925 420,000 4.31%
9 Ledyard National Bank 27,345 311,000 3.19%
10 First Allied Advisory Services, Inc. 25,763 291,000 2.99%
11 LADENBURG THALMANN FINANCIAL SERVICES INC. 22,928 260,000 2.67%
12 Creative Planning 21,876 249,000 2.56%
13 SUSQUEHANNA INTERNATIONAL GROUP, LLP 20,680 235,000 2.41%
14 M&T BANK CORP 19,240 219,000 2.25%
15 COLONY GROUP LLC 19,137 217,000 2.23%
16 RAYMOND JAMES & ASSOCIATES 18,905 215,000 2.21%
17 BANK OF AMERICA CORP /DE/ 17,925 204,000 2.09%
18 PNC FINANCIAL SERVICES GROUP, INC. 17,600 201,000 2.06%
19 AMERIPRISE FINANCIAL INC 16,554 188,000 1.93%
20 WHITTIER TRUST CO 11,600 132,000 1.35%
21 FIFTH THIRD BANCORP 9,956 113,000 1.16%
22 UBS Group AG 7,186 81,000 0.83%
23 TRUST CO OF VERMONT 6,950 79,000 0.81%
24 ENVESTNET ASSET MANAGEMENT INC 4,905 56,000 0.57%
25 ROYAL BANK OF CANADA 4,174 47,000 0.48%
26 IFP ADVISORS, INC 1,530 17,000 0.17%
27 CITIGROUP INC 875 10,000 0.10%
28 Avior Wealth Management, LLC 700 8,000 0.08%
29 MSI Financial Services Inc 645 7,000 0.07%
30 INTEGRATED WEALTH MANAGEMENT 650 7,000 0.07%
31 Ameritas Investment Partners, Inc. 505 5,000 0.05%
32 WEALTHPLAN PARTNERS, LLC 1,146 3,438 0.04%
33 WFG Advisors, LP 238 3,000 0.03%
34 US BANCORP \DE\ 242 3,000 0.03%
35 AMERICAN INTERNATIONAL GROUP, INC. 182 2,000 0.02%
36 Parallax Volatility Advisers, L.P. 1 0 0.00%
37 BlackRock Finance, Inc. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.