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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 40 Institutional holders with a total value of $67,427,908.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,707,948 22,784,000 33.79%
2 WELLS FARGO & COMPANY/MN 776,464 10,358,000 15.36%
3 BANK OF AMERICA CORP /DE/ 763,311 10,183,000 15.10%
4 UBS AG 470,741 6,279,000 9.31%
5 SUSQUEHANNA INTERNATIONAL GROUP, LLP 157,347 2,099,000 3.11%
6 RAYMOND JAMES & ASSOCIATES 144,600 1,929,000 2.86%
7 LPL Financial LLC 130,164 1,736,000 2.57%
8 ROYAL BANK OF CANADA 128,490 1,714,000 2.54%
9 Janney Montgomery Scott LLC 125,089 1,668,693 2.47%
10 ENVESTNET ASSET MANAGEMENT INC 84,072 1,122,000 1.66%
11 JANE STREET GROUP, LLC 78,840 1,052,000 1.56%
12 NIEMANN CAPITAL MANAGEMENT INC 70,676 943,000 1.40%
13 UNITED CAPITAL FINANCIAL ADVISORS, LLC 56,143 749,000 1.11%
14 AMERIPRISE FINANCIAL INC 49,976 667,000 0.99%
15 OPPENHEIMER & CO INC 41,481 553,000 0.82%
16 JPMORGAN CHASE & CO 35,846 478,000 0.71%
17 Ledyard National Bank 28,850 385,000 0.57%
18 STIFEL FINANCIAL CORP 26,227 350,000 0.52%
19 SUNTRUST BANKS INC 25,385 338,000 0.50%
20 WILMINGTON TRUST CO 19,240 257,000 0.38%
21 AVIANCE CAPITAL MANAGEMENT, LLC 19,153 255,000 0.38%
22 First Allied Advisory Services, Inc. 16,519 222,000 0.33%
23 CIBC WORLD MARKET INC. 16,434 219,000 0.32%
24 Long Wharf Investors, Inc. 15,340 205,000 0.30%
25 Verition Fund Management LLC 14,889 199,000 0.30%
26 WHITTIER TRUST CO 11,600 155,000 0.23%
27 SUMIT CAPITAL, LLC 11,090 148,000 0.22%
28 Virtu KCG Holdings LLC 10,177 136,000 0.20%
29 PNC FINANCIAL SERVICES GROUP, INC. 6,390 85,000 0.13%
30 Creative Planning 4,598 61,000 0.09%
31 B. Riley Wealth Advisors, Inc. 2,008 26,787 0.04%
32 NEXT Financial Group, Inc 1,600 20,000 0.03%
33 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,400 19,000 0.03%
34 CITIGROUP INC 775 10,000 0.01%
35 Avior Wealth Management, LLC 700 9,000 0.01%
36 Apriem Advisors 300 4,000 0.01%
37 NEW ENGLAND SECURITIES CORP /MA/ 200 3,000 0.00%
38 Partnervest Advisory Services LLC 250 3,000 0.00%
39 AMERICAN INTERNATIONAL GROUP, INC. 182 2,428 0.00%
40 US BANCORP \DE\ 42 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.