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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 49 Institutional holders with a total value of $90,936,799.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 INTEGRATED WEALTH MANAGEMENT 100 3,000 0.00%
3 MSI Financial Services Inc 100 3,000 0.00%
4 NEXT Financial Group, Inc 100 3,000 0.00%
5 Tortoise Investment Management, LLC 198 6,000 0.01%
6 AMERICAN INTERNATIONAL GROUP, INC. 210 6,577 0.01%
7 Bartlett & Co. LLC 300 9,000 0.01%
8 MUFG Americas Holdings Corp 400 13,000 0.01%
9 MANAGED ACCOUNT ADVISORS LLC 487 15,000 0.02%
10 Advisors Preferred, LLC 948 30,000 0.03%
11 WFG Advisors, LP 983 31,000 0.03%
12 Financial Architects, Inc 1,100 34,000 0.04%
13 Winslow, Evans & Crocker, Inc. 1,300 40,716 0.04%
14 Advisory Services Network, LLC 1,405 44,000 0.05%
15 BENJAMIN F. EDWARDS & COMPANY, INC. 3,271 102,000 0.11%
16 US BANCORP \DE\ 3,300 103,000 0.11%
17 PNC FINANCIAL SERVICES GROUP, INC. 3,749 117,000 0.13%
18 MANUFACTURERS LIFE INSURANCE COMPANY, THE 3,958 124,000 0.14%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,243 133,000 0.15%
20 MURPHY CAPITAL MANAGEMENT INC 6,750 211,000 0.23%
21 SUSQUEHANNA INTERNATIONAL GROUP, LLP 6,900 216,000 0.24% Put
22 Cetera Advisor Networks LLC 7,248 229,000 0.25%
23 GOLDMAN SACHS GROUP INC 7,339 230,000 0.25%
24 B. Riley Wealth Advisors, Inc. 8,531 268,000 0.29%
25 First Allied Advisory Services, Inc. 9,025 284,000 0.31%
26 FIRST NATIONAL TRUST CO 9,438 296,000 0.33%
27 AMERIPRISE FINANCIAL INC 11,185 350,000 0.38%
28 Commonwealth Equity Services, Inc 11,684 366,000 0.40%
29 SUNTRUST BANKS INC 14,667 459,000 0.50%
30 RAYMOND JAMES & ASSOCIATES 16,941 531,000 0.58%
31 BECK CAPITAL MANAGEMENT, LLC 18,228 571,000 0.63%
32 Confluence Wealth Management LLC 18,284 573,000 0.63%
33 STIFEL FINANCIAL CORP 23,518 736,000 0.81%
34 CITIGROUP INC 26,177 820,000 0.90%
35 CITADEL ADVISORS LLC 27,962 876,000 0.96%
36 Chicago Partners Investment Group LLC 28,660 898,000 0.99%
37 JANE STREET GROUP, LLC 31,108 974,000 1.07%
38 OPPENHEIMER & CO INC 34,726 1,088,000 1.20%
39 M&T BANK CORP 38,992 1,221,000 1.34%
40 SUSQUEHANNA INTERNATIONAL GROUP, LLP 42,526 1,332,000 1.46%
41 LPL Financial LLC 47,675 1,482,000 1.63%
42 TOCQUEVILLE ASSET MANAGEMENT L.P. 48,165 1,509,000 1.66%
43 Janney Montgomery Scott LLC 56,338 1,764,506 1.94%
44 ROYAL BANK OF CANADA 71,176 2,229,000 2.45%
45 JPMORGAN CHASE & CO 117,676 3,686,000 4.05%
46 UBS Group AG 324,787 10,172,000 11.19%
47 WELLS FARGO & COMPANY/MN 439,298 13,759,000 15.13%
48 BANK OF AMERICA CORP /DE/ 441,458 13,827,000 15.21%
49 MORGAN STANLEY 931,071 29,162,000 32.07%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.