| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BANK OF AMERICA CORP /DE/ | 1,723,351 | 21,680,000 | 25.86% | ||
| 2 | BAILLIE GIFFORD & CO | 1,330,000 | 16,731,000 | 19.95% | ||
| 3 | MORGAN STANLEY | 722,220 | 9,085,000 | 10.84% | ||
| 4 | GUGGENHEIM CAPITAL LLC | 587,461 | 7,390,000 | 8.81% | ||
| 5 | Invesco Ltd. | 308,378 | 3,879,000 | 4.63% | ||
| 6 | UBS Group AG | 265,831 | 3,344,000 | 3.99% | ||
| 7 | Yorktown Management & Research Co Inc | 242,000 | 3,044,000 | 3.63% | ||
| 8 | Gradient Investments LLC | 226,879 | 2,854,000 | 3.40% | ||
| 9 | WELLS FARGO & COMPANY/MN | 153,963 | 1,937,000 | 2.31% | ||
| 10 | Klingman & Associates, LLC | 140,362 | 1,765,000 | 2.11% | PRN | |
| 11 | Advisors Asset Management, Inc. | 112,230 | 1,412,000 | 1.68% | ||
| 12 | COHEN & STEERS, INC. | 97,277 | 1,224,000 | 1.46% | ||
| 13 | JPMORGAN CHASE & CO | 85,552 | 1,076,000 | 1.28% | ||
| 14 | CREDIT SUISSE AG/ | 80,900 | 1,018,000 | 1.21% | ||
| 15 | CITIGROUP INC | 76,130 | 957,000 | 1.14% | ||
| 16 | STIFEL FINANCIAL CORP | 73,485 | 924,000 | 1.10% | ||
| 17 | RAYMOND JAMES & ASSOCIATES | 61,014 | 768,000 | 0.92% | ||
| 18 | Cetera Advisors LLC | 54,125 | 682,000 | 0.81% | ||
| 19 | LPL Financial LLC | 52,587 | 660,000 | 0.79% | ||
| 20 | Raymond James Financial Services Advisors, Inc. | 50,566 | 636,000 | 0.76% | ||
| 21 | M&T BANK CORP | 46,000 | 579,000 | 0.69% | ||
| 22 | HUNTINGTON NATIONAL BANK | 40,925 | 515,000 | 0.61% | PRN | |
| 23 | DEUTSCHE BANK AG\ | 23,538 | 296,000 | 0.35% | ||
| 24 | AQR ARBITRAGE LLC | 19,593 | 246,000 | 0.29% | ||
| 25 | Private Advisor Group, LLC | 19,259 | 242,000 | 0.29% | ||
| 26 | SHUFRO ROSE & CO LLC | 13,100 | 164,000 | 0.20% | ||
| 27 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 13,010 | 164,000 | 0.20% | ||
| 28 | RELATIVE VALUE PARTNERS GROUP, LLC | 11,171 | 141,000 | 0.17% | ||
| 29 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 6,500 | 82,000 | 0.10% | ||
| 30 | Apriem Advisors | 6,500 | 82,000 | 0.10% | ||
| 31 | ROYAL BANK OF CANADA | 4,702 | 59,000 | 0.07% | ||
| 32 | Westchester Capital Management, LLC | 2,772 | 35,000 | 0.04% | ||
| 33 | Donald L. Hagan, LLC | 2,600 | 33,000 | 0.04% | ||
| 34 | Cordasco Financial Network | 2,100 | 26,000 | 0.03% | ||
| 35 | BANK OF MONTREAL /CAN/ | 2,000 | 25,000 | 0.03% | ||
| 36 | First City Capital Management, Inc. | 1,774 | 22,317 | 0.03% | ||
| 37 | Regal Investment Advisors LLC | 1,700 | 21,000 | 0.03% | ||
| 38 | Simplicity Solutions, LLC | 1,474 | 18,543 | 0.02% | ||
| 39 | Transamerica Financial Advisors, LLC | 900 | 12,000 | 0.01% | ||
| 40 | RISK PARADIGM GROUP, LLC | 925 | 11,637 | 0.01% | ||
| 41 | Sunbelt Securities, Inc. | 400 | 5,032 | 0.01% | ||
| 42 | NEXT Financial Group, Inc | 100 | 1,000 | 0.00% | ||
| 43 | AMERICAN INTERNATIONAL GROUP, INC. | 22 | 0 | 0.00% | ||
| 44 | Tower Research Capital LLC (TRC) | 0 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
