| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BANK OF AMERICA CORP /DE/ | 1,883,672 | 26,014,000 | 28.53% | ||
| 2 | MORGAN STANLEY | 655,382 | 9,051,000 | 9.93% | ||
| 3 | BAILLIE GIFFORD & CO | 610,000 | 8,424,000 | 9.24% | ||
| 4 | MARINER INVESTMENT GROUP LLC | 395,857 | 5,467,000 | 6.00% | ||
| 5 | Trust Asset Management LLC | 335,131 | 4,628,000 | 5.08% | ||
| 6 | GUGGENHEIM CAPITAL LLC | 332,887 | 4,597,000 | 5.04% | ||
| 7 | Invesco Ltd. | 258,729 | 3,573,000 | 3.92% | ||
| 8 | UBS Group AG | 224,291 | 3,097,000 | 3.40% | ||
| 9 | WELLS FARGO & COMPANY/MN | 210,608 | 2,908,000 | 3.19% | ||
| 10 | Gradient Investments LLC | 189,619 | 2,619,000 | 2.87% | ||
| 11 | Raymond James Financial Services Advisors, Inc. | 143,297 | 1,979,000 | 2.17% | ||
| 12 | Klingman & Associates, LLC | 138,362 | 1,911,000 | 2.10% | ||
| 13 | Relative Value Partners, LLC | 137,254 | 1,895,000 | 2.08% | ||
| 14 | COHEN & STEERS, INC. | 97,277 | 1,343,000 | 1.47% | ||
| 15 | COHEN & STEERS CAPITAL MANAGEMENT INC | 97,277 | 1,343,000 | 1.47% | ||
| 16 | LPL Financial LLC | 90,879 | 1,258,000 | 1.38% | ||
| 17 | Advisors Asset Management, Inc. | 85,866 | 1,186,000 | 1.30% | ||
| 18 | JPMORGAN CHASE & CO | 85,533 | 1,181,000 | 1.30% | ||
| 19 | CREDIT SUISSE AG/ | 78,550 | 1,085,000 | 1.19% | ||
| 20 | Yorktown Management & Research Co Inc | 76,000 | 1,050,000 | 1.15% | ||
| 21 | STIFEL FINANCIAL CORP | 67,205 | 928,000 | 1.02% | ||
| 22 | HUNTINGTON NATIONAL BANK | 66,390 | 917,000 | 1.01% | ||
| 23 | RAYMOND JAMES & ASSOCIATES | 59,588 | 823,000 | 0.90% | ||
| 24 | Horizon Kinetics LLC | 49,800 | 688,000 | 0.75% | ||
| 25 | Cetera Advisors LLC | 44,075 | 609,000 | 0.67% | ||
| 26 | AQR ARBITRAGE LLC | 39,041 | 539,000 | 0.59% | ||
| 27 | DEUTSCHE BANK AG\ | 36,333 | 501,000 | 0.55% | ||
| 28 | CITIGROUP INC | 32,024 | 443,000 | 0.49% | ||
| 29 | CAZ INVESTMENTS LP | 24,920 | 344,000 | 0.38% | ||
| 30 | Independence Trust CO | 12,599 | 174,000 | 0.19% | ||
| 31 | SHUFRO ROSE & CO LLC | 11,700 | 161,000 | 0.18% | ||
| 32 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 6,675 | 92,000 | 0.10% | ||
| 33 | Apriem Advisors | 5,500 | 76,000 | 0.08% | ||
| 34 | ROYAL BANK OF CANADA | 5,342 | 74,000 | 0.08% | ||
| 35 | Cordasco Financial Network | 3,200 | 44,000 | 0.05% | ||
| 36 | BANK OF MONTREAL /CAN/ | 2,000 | 28,000 | 0.03% | ||
| 37 | First City Capital Management, Inc. | 1,774 | 24,499 | 0.03% | ||
| 38 | Regal Investment Advisors LLC | 1,700 | 23,000 | 0.03% | ||
| 39 | ALLIANCEBERNSTEIN L.P. | 1,200 | 17,000 | 0.02% | ||
| 40 | SIGNATUREFD, LLC | 1,119 | 15,000 | 0.02% | ||
| 41 | MSI Financial Services Inc | 1,000 | 14,000 | 0.02% | ||
| 42 | Transamerica Financial Advisors, LLC | 900 | 13,000 | 0.01% | ||
| 43 | BlackRock Investment Management, LLC | 550 | 8,000 | 0.01% | ||
| 44 | Sunbelt Securities, Inc. | 400 | 5,524 | 0.01% | ||
| 45 | Tower Research Capital LLC (TRC) | 252 | 3,000 | 0.00% | ||
| 46 | BARCLAYS PLC | 108 | 1,000 | 0.00% | ||
| 47 | NEXT Financial Group, Inc | 100 | 1,000 | 0.00% | ||
| 48 | AMERICAN INTERNATIONAL GROUP, INC. | 22 | 304 | 0.00% | ||
| 49 | MANAGED ACCOUNT ADVISORS LLC | 14 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
