| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BANK OF AMERICA CORP /DE/ | 1,812,961 | 25,907,000 | 37.74% | ||
| 2 | UBS AG | 646,946 | 9,245,000 | 13.47% | ||
| 3 | MORGAN STANLEY | 279,911 | 4,000,000 | 5.83% | ||
| 4 | WELLS FARGO & COMPANY/MN | 278,790 | 3,984,000 | 5.80% | ||
| 5 | Invesco Ltd. | 169,518 | 2,423,000 | 3.53% | ||
| 6 | GUGGENHEIM CAPITAL LLC | 165,301 | 2,361,000 | 3.44% | ||
| 7 | Raymond James Financial Services Advisors, Inc. | 156,292 | 2,233,000 | 3.25% | ||
| 8 | Trust Asset Management LLC | 149,291 | 2,133,000 | 3.11% | ||
| 9 | CORNERSTONE ADVISORS INC | 127,111 | 1,816,000 | 2.65% | ||
| 10 | ROBINSON CAPITAL MANAGEMENT, LLC | 131,232 | 1,815,000 | 2.64% | ||
| 11 | RAYMOND JAMES & ASSOCIATES | 112,939 | 1,614,000 | 2.35% | ||
| 12 | LPL Financial LLC | 101,727 | 1,454,000 | 2.12% | ||
| 13 | CREDIT SUISSE AG/ | 101,650 | 1,453,000 | 2.12% | ||
| 14 | Gradient Investments LLC | 97,179 | 1,389,000 | 2.02% | ||
| 15 | JPMORGAN CHASE & CO | 85,552 | 1,223,000 | 1.78% | ||
| 16 | DEUTSCHE BANK AG\ | 64,289 | 918,000 | 1.34% | ||
| 17 | Horizon Kinetics LLC | 52,300 | 747,000 | 1.09% | ||
| 18 | WOLVERINE ASSET MANAGEMENT LLC | 49,288 | 704,000 | 1.03% | ||
| 19 | DOLIVER ADVISORS, LP | 47,181 | 674,000 | 0.98% | ||
| 20 | MARINER INVESTMENT GROUP LLC | 45,984 | 657,000 | 0.96% | ||
| 21 | STIFEL FINANCIAL CORP | 42,493 | 607,000 | 0.88% | ||
| 22 | ROYAL BANK OF CANADA | 18,282 | 261,000 | 0.38% | ||
| 23 | Janney Montgomery Scott LLC | 13,758 | 196,597 | 0.29% | ||
| 24 | SHUFRO ROSE & CO LLC | 11,700 | 167,000 | 0.24% | ||
| 25 | Commonwealth Equity Services, Inc | 11,608 | 166,000 | 0.24% | ||
| 26 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 5,675 | 81,000 | 0.12% | ||
| 27 | CITIGROUP INC | 5,132 | 73,000 | 0.11% | ||
| 28 | AMERIPRISE FINANCIAL INC | 5,017 | 72,000 | 0.10% | ||
| 29 | Cordasco Financial Network | 3,200 | 46,000 | 0.07% | ||
| 30 | WESTPORT RESOURCES MANAGEMENT INC | 3,000 | 43,000 | 0.06% | ||
| 31 | Westchester Capital Management, LLC | 2,772 | 40,000 | 0.06% | ||
| 32 | NEXT Financial Group, Inc | 2,915 | 40,000 | 0.06% | ||
| 33 | First City Capital Management, Inc. | 1,774 | 25,350 | 0.04% | ||
| 34 | Regal Investment Advisors LLC | 1,700 | 24,000 | 0.03% | ||
| 35 | ALLIANCEBERNSTEIN L.P. | 1,200 | 17,000 | 0.02% | ||
| 36 | Apriem Advisors | 1,000 | 14,000 | 0.02% | ||
| 37 | US BANCORP \DE\ | 1,000 | 14,000 | 0.02% | ||
| 38 | BOKF, NA | 424 | 6,000 | 0.01% | ||
| 39 | Tower Research Capital LLC (TRC) | 340 | 5,000 | 0.01% | ||
| 40 | BNP PARIBAS FINANCIAL MARKETS | 300 | 4,287 | 0.01% | ||
| 41 | AMERICAN INTERNATIONAL GROUP, INC. | 22 | 314 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
