| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BANK OF AMERICA CORP /DE/ | 1,544,167 | 19,071,000 | 19.55% | ||
| 2 | BAILLIE GIFFORD & CO | 1,330,000 | 16,425,000 | 16.84% | ||
| 3 | MORGAN STANLEY | 729,591 | 9,010,000 | 9.24% | ||
| 4 | GUGGENHEIM CAPITAL LLC | 674,524 | 8,329,000 | 8.54% | ||
| 5 | Invesco Ltd. | 372,036 | 4,594,000 | 4.71% | ||
| 6 | Bain Capital Credit, LP | 351,761 | 4,344,000 | 4.45% | ||
| 7 | Westchester Capital Management, LLC | 290,379 | 3,586,000 | 3.68% | ||
| 8 | UBS Group AG | 272,426 | 3,364,000 | 3.45% | ||
| 9 | Gradient Investments LLC | 235,605 | 2,910,000 | 2.98% | ||
| 10 | Trust Asset Management LLC | 224,351 | 2,771,000 | 2.84% | ||
| 11 | RELATIVE VALUE PARTNERS GROUP, LLC | 204,791 | 2,529,000 | 2.59% | ||
| 12 | Yorktown Management & Research Co Inc | 170,000 | 2,100,000 | 2.15% | ||
| 13 | WELLS FARGO & COMPANY/MN | 146,841 | 1,813,000 | 1.86% | ||
| 14 | Klingman & Associates, LLC | 140,362 | 1,733,000 | 1.78% | ||
| 15 | Advisors Asset Management, Inc. | 133,203 | 1,645,000 | 1.69% | ||
| 16 | AUSDAL FINANCIAL PARTNERS, INC. | 114,955 | 1,420,000 | 1.46% | ||
| 17 | LPL Financial LLC | 115,499 | 1,418,000 | 1.45% | ||
| 18 | COHEN & STEERS, INC. | 97,277 | 1,201,000 | 1.23% | ||
| 19 | STIFEL FINANCIAL CORP | 94,429 | 1,166,000 | 1.20% | ||
| 20 | JPMORGAN CHASE & CO | 85,552 | 1,057,000 | 1.08% | ||
| 21 | CREDIT SUISSE AG/ | 76,900 | 950,000 | 0.97% | ||
| 22 | CITIGROUP INC | 72,542 | 896,000 | 0.92% | ||
| 23 | RAYMOND JAMES & ASSOCIATES | 64,056 | 791,000 | 0.81% | ||
| 24 | Raymond James Financial Services Advisors, Inc. | 62,162 | 768,000 | 0.79% | ||
| 25 | Cetera Advisors LLC | 52,011 | 641,000 | 0.66% | ||
| 26 | HUNTINGTON NATIONAL BANK | 40,925 | 505,000 | 0.52% | PRN | |
| 27 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 38,761 | 479,000 | 0.49% | ||
| 28 | Squarepoint Ops LLC | 32,500 | 401,000 | 0.41% | ||
| 29 | AQR ARBITRAGE LLC | 23,246 | 287,000 | 0.29% | ||
| 30 | DEUTSCHE BANK AG\ | 21,901 | 270,000 | 0.28% | ||
| 31 | Weiss Asset Management LP | 15,827 | 195,000 | 0.20% | ||
| 32 | SHUFRO ROSE & CO LLC | 14,600 | 180,000 | 0.18% | ||
| 33 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 12,950 | 160,000 | 0.16% | ||
| 34 | Apriem Advisors | 7,500 | 93,000 | 0.10% | ||
| 35 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 6,500 | 80,000 | 0.08% | ||
| 36 | MSI Financial Services Inc | 4,960 | 61,000 | 0.06% | ||
| 37 | ROYAL BANK OF CANADA | 3,223 | 39,000 | 0.04% | ||
| 38 | BENJAMIN F. EDWARDS & COMPANY, INC. | 3,000 | 37,000 | 0.04% | ||
| 39 | Creative Planning | 2,150 | 27,000 | 0.03% | ||
| 40 | Cordasco Financial Network | 2,100 | 26,000 | 0.03% | ||
| 41 | BANK OF MONTREAL /CAN/ | 2,000 | 25,000 | 0.03% | ||
| 42 | Crosspoint Capital Strategies, LLC | 1,700 | 22,000 | 0.02% | ||
| 43 | First City Capital Management, Inc. | 1,774 | 21,909 | 0.02% | ||
| 44 | Simplicity Solutions, LLC | 1,581 | 19,525 | 0.02% | ||
| 45 | IFP ADVISORS, INC | 1,480 | 18,000 | 0.02% | ||
| 46 | WOLVERINE ASSET MANAGEMENT LLC | 1,133 | 13,000 | 0.01% | ||
| 47 | Transamerica Financial Advisors, LLC | 900 | 12,000 | 0.01% | ||
| 48 | ASSETMARK, INC | 600 | 7,000 | 0.01% | ||
| 49 | AMERICAN INTERNATIONAL GROUP, INC. | 547 | 6,000 | 0.01% | ||
| 50 | Sunbelt Securities, Inc. | 400 | 4,940 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
