| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MANAGED ACCOUNT ADVISORS LLC | 4 | 0 | 0.00% | ||
| 2 | AMERICAN INTERNATIONAL GROUP, INC. | 22 | 290 | 0.00% | ||
| 3 | NEXT Financial Group, Inc | 100 | 1,000 | 0.00% | ||
| 4 | BARCLAYS PLC | 270 | 4,000 | 0.00% | ||
| 5 | SIGNATUREFD, LLC | 366 | 5,000 | 0.01% | ||
| 6 | Sunbelt Securities, Inc. | 400 | 5,264 | 0.01% | ||
| 7 | Transamerica Financial Advisors, LLC | 900 | 12,000 | 0.01% | ||
| 8 | MSI Financial Services Inc | 1,000 | 13,000 | 0.02% | ||
| 9 | WOODMONT INVESTMENT COUNSEL LLC | 1,000 | 13,000 | 0.02% | ||
| 10 | Regal Investment Advisors LLC | 1,700 | 22,000 | 0.03% | ||
| 11 | BANK OF MONTREAL /CAN/ | 2,000 | 26,000 | 0.03% | ||
| 12 | Cordasco Financial Network | 2,100 | 28,000 | 0.03% | ||
| 13 | Westchester Capital Management, LLC | 2,772 | 36,000 | 0.04% | ||
| 14 | ROYAL BANK OF CANADA | 3,842 | 51,000 | 0.06% | ||
| 15 | Tower Research Capital LLC (TRC) | 5,100 | 67,000 | 0.08% | ||
| 16 | Apriem Advisors | 5,500 | 72,000 | 0.08% | ||
| 17 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 6,675 | 88,000 | 0.10% | ||
| 18 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 10,203 | 134,000 | 0.16% | ||
| 19 | SHUFRO ROSE & CO LLC | 11,700 | 153,000 | 0.18% | ||
| 20 | RELATIVE VALUE PARTNERS GROUP, LLC | 11,672 | 154,000 | 0.18% | ||
| 21 | DOLIVER ADVISORS, LP | 14,504 | 191,000 | 0.22% | ||
| 22 | Private Advisor Group, LLC | 20,489 | 270,000 | 0.32% | ||
| 23 | Raymond James Financial Services Advisors, Inc. | 21,797 | 287,000 | 0.34% | ||
| 24 | DEUTSCHE BANK AG\ | 23,538 | 309,000 | 0.36% | ||
| 25 | CAZ INVESTMENTS LP | 25,042 | 330,000 | 0.39% | ||
| 26 | AQR ARBITRAGE LLC | 25,146 | 331,000 | 0.39% | ||
| 27 | HUNTINGTON NATIONAL BANK | 40,925 | 539,000 | 0.63% | PRN | |
| 28 | M&T BANK CORP | 46,000 | 605,000 | 0.71% | ||
| 29 | Horizon Kinetics LLC | 49,800 | 655,000 | 0.77% | ||
| 30 | Cetera Advisors LLC | 61,620 | 807,000 | 0.95% | ||
| 31 | RAYMOND JAMES & ASSOCIATES | 63,247 | 832,000 | 0.98% | ||
| 32 | CITIGROUP INC | 64,875 | 854,000 | 1.00% | ||
| 33 | STIFEL FINANCIAL CORP | 73,271 | 964,000 | 1.13% | ||
| 34 | CREDIT SUISSE AG/ | 78,550 | 1,034,000 | 1.21% | ||
| 35 | JPMORGAN CHASE & CO | 85,548 | 1,126,000 | 1.32% | ||
| 36 | COHEN & STEERS, INC. | 97,277 | 1,280,000 | 1.50% | ||
| 37 | LPL Financial LLC | 115,261 | 1,523,000 | 1.79% | ||
| 38 | Advisors Asset Management, Inc. | 115,912 | 1,525,000 | 1.79% | ||
| 39 | Klingman & Associates, LLC | 138,362 | 1,821,000 | 2.13% | ||
| 40 | WELLS FARGO & COMPANY/MN | 198,587 | 2,613,000 | 3.06% | ||
| 41 | Gradient Investments LLC | 210,761 | 2,774,000 | 3.25% | ||
| 42 | Yorktown Management & Research Co Inc | 242,000 | 3,185,000 | 3.73% | ||
| 43 | Invesco Ltd. | 268,780 | 3,537,000 | 4.15% | ||
| 44 | UBS Group AG | 273,660 | 3,602,000 | 4.22% | ||
| 45 | Trust Asset Management LLC | 318,192 | 4,187,000 | 4.91% | ||
| 46 | GUGGENHEIM CAPITAL LLC | 565,224 | 7,437,000 | 8.72% | ||
| 47 | BAILLIE GIFFORD & CO | 610,000 | 8,028,000 | 9.41% | ||
| 48 | MORGAN STANLEY | 681,716 | 8,971,000 | 10.52% | ||
| 49 | BANK OF AMERICA CORP /DE/ | 1,885,301 | 24,811,000 | 29.08% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
