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FIRST TR STRATEGIC HIGH INC
FIRST TR STRATEGIC HIGH INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 34 Institutional holders with a total value of $21,409,526.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Advisors Asset Management, Inc. 364,914 5,616,000 26.23%
2 GUGGENHEIM CAPITAL LLC 189,159 2,910,000 13.59%
3 Pine River Capital Management L.P. 182,315 2,806,000 13.11%
4 Nuveen Asset Management, LLC 144,500 2,224,000 10.39%
5 MORGAN STANLEY 122,342 1,883,000 8.80%
6 SII INVESTMENTS INC/WI 77,452 1,191,000 5.56%
7 PARAMETRIC PORTFOLIO ASSOCIATES LLC 44,203 680,000 3.18%
8 Horizon Kinetics LLC 37,697 580,000 2.71%
9 LPL Financial LLC 27,256 416,000 1.94%
10 WELLS FARGO & COMPANY/MN 23,821 367,000 1.71%
11 OPPENHEIMER & CO INC 20,002 308,000 1.44%
12 NATIONAL PLANNING CORP 17,679 270,000 1.26%
13 LADENBURG THALMANN FINANCIAL SERVICES INC. 17,286 266,000 1.24%
14 CREDIT SUISSE AG/ 15,443 238,000 1.11%
15 Cetera Advisors LLC 15,516 235,000 1.10%
16 UBS AG 14,676 226,000 1.06%
17 AQR CAPITAL MANAGEMENT LLC 13,470 207,000 0.97%
18 Cambridge Investment Research Advisors, Inc. 11,746 181,000 0.85%
19 INVESTMENT CENTERS OF AMERICA INC 11,581 178,000 0.83%
20 BANK OF AMERICA CORP /DE/ 11,022 170,000 0.79%
21 Shaker Financial Services, LLC 10,263 158,000 0.74%
22 ROYAL BANK OF CANADA 6,860 106,000 0.50%
23 BENJAMIN F. EDWARDS & COMPANY, INC. 6,225 96,000 0.45%
24 MSI Financial Services Inc 1,490 23,000 0.11%
25 PNC FINANCIAL SERVICES GROUP, INC. 1,000 15,000 0.07%
26 B. Riley Wealth Management, Inc. 722 11,000 0.05%
27 CITIGROUP INC 648 10,000 0.05%
28 AMERICAN INTERNATIONAL GROUP, INC. 619 9,526 0.04%
29 FIFTH THIRD BANCORP 497 8,000 0.04%
30 SOUTH GEORGIA CAPITAL, LLC 400 6,000 0.03%
31 WHITTIER TRUST CO OF NEVADA INC 307 5,000 0.02%
32 WFG Advisors, LP 336 5,000 0.02%
33 US BANCORP \DE\ 173 3,000 0.01%
34 Creative Planning 99 2,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.