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FIRST TR STRATEGIC HIGH INC
FIRST TR STRATEGIC HIGH INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 35 Institutional holders with a total value of $20,846,659.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Advisors Asset Management, Inc. 346,127 5,019,000 24.08%
2 GUGGENHEIM CAPITAL LLC 209,572 3,039,000 14.58%
3 Pine River Capital Management L.P. 199,987 2,900,000 13.91%
4 Nuveen Asset Management, LLC 160,500 2,327,000 11.16%
5 MORGAN STANLEY 121,487 1,761,000 8.45%
6 SII INVESTMENTS INC/WI 77,582 1,128,000 5.41%
7 PARAMETRIC PORTFOLIO ASSOCIATES LLC 44,032 638,000 3.06%
8 Shaker Financial Services, LLC 29,255 424,000 2.03%
9 WELLS FARGO & COMPANY/MN 27,293 396,000 1.90%
10 LPL Financial LLC 25,866 375,000 1.80%
11 BOOTHBAY FUND MANAGEMENT, LLC 21,634 314,000 1.51%
12 Horizon Kinetics LLC 21,102 306,000 1.47%
13 Sigma Planning Corp 19,998 290,000 1.39%
14 SG Americas Securities, LLC 19,606 284,000 1.36%
15 NATIONAL PLANNING CORP 17,679 252,279 1.21%
16 LADENBURG THALMANN FINANCIAL SERVICES INC. 17,391 252,000 1.21%
17 UBS Group AG 15,153 220,000 1.06%
18 Cambridge Investment Research Advisors, Inc. 13,026 189,000 0.91%
19 Cetera Advisors LLC 12,516 187,000 0.90%
20 INVESTMENT CENTERS OF AMERICA INC 11,439 166,000 0.80%
21 BANK OF AMERICA CORP /DE/ 7,396 107,000 0.51%
22 BENJAMIN F. EDWARDS & COMPANY, INC. 6,225 90,000 0.43%
23 ROYAL BANK OF CANADA 5,870 85,000 0.41%
24 MSI Financial Services Inc 1,490 22,000 0.11%
25 Klingman & Associates, LLC 1,125 16,000 0.08%
26 PNC FINANCIAL SERVICES GROUP, INC. 1,000 15,000 0.07%
27 Vantage Investment Advisors, LLC 500 7,000 0.03%
28 FIFTH THIRD BANCORP 497 7,000 0.03%
29 SOUTH GEORGIA CAPITAL, LLC 400 6,000 0.03%
30 B. Riley Wealth Management, Inc. 432 6,000 0.03%
31 AMERICAN INTERNATIONAL GROUP, INC. 371 5,380 0.03%
32 WFG Advisors, LP 336 5,000 0.02%
33 WHITTIER TRUST CO OF NEVADA INC 307 4,000 0.02%
34 US BANCORP \DE\ 173 3,000 0.01%
35 Creative Planning 99 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.