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FIRST TR STRATEGIC HIGH INC
FIRST TR STRATEGIC HIGH INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 31 Institutional holders with a total value of $21,503,307.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Advisors Asset Management, Inc. 307,130 4,367,000 20.31%
2 GUGGENHEIM CAPITAL LLC 225,729 3,210,000 14.93%
3 Pine River Capital Management L.P. 199,987 2,844,000 13.23%
4 Nuveen Asset Management, LLC 160,500 2,282,000 10.61%
5 Shaker Financial Services, LLC 127,519 1,813,000 8.43%
6 MORGAN STANLEY 103,960 1,478,000 6.87%
7 SII INVESTMENTS INC/WI 78,832 1,123,000 5.22%
8 WOLVERINE ASSET MANAGEMENT LLC 64,613 918,000 4.27%
9 PARAMETRIC PORTFOLIO ASSOCIATES LLC 29,993 427,000 1.99%
10 SG Americas Securities, LLC 27,191 387,000 1.80%
11 UBS Group AG 25,963 369,000 1.72%
12 LPL Financial LLC 25,496 360,000 1.67%
13 DOLIVER ADVISORS, LP 20,758 295,000 1.37%
14 LADENBURG THALMANN FINANCIAL SERVICES INC. 17,500 249,000 1.16%
15 Sigma Planning Corp 17,309 246,000 1.14%
16 WELLS FARGO & COMPANY/MN 14,684 209,000 0.97%
17 Horizon Kinetics LLC 14,311 204,000 0.95%
18 Cambridge Investment Research Advisors, Inc. 13,539 193,000 0.90%
19 INVESTMENT CENTERS OF AMERICA INC 10,469 149,000 0.69%
20 BENJAMIN F. EDWARDS & COMPANY, INC. 9,250 132,000 0.61%
21 ROYAL BANK OF CANADA 5,071 72,000 0.33%
22 BANK OF AMERICA CORP /DE/ 4,567 65,000 0.30%
23 PNC FINANCIAL SERVICES GROUP, INC. 2,458 35,000 0.16%
24 Sunbelt Securities, Inc. 2,359 33,544 0.16%
25 Klingman & Associates, LLC 1,125 16,000 0.07%
26 FIFTH THIRD BANCORP 497 7,000 0.03%
27 B. Riley Wealth Management, Inc. 432 6,000 0.03%
28 SOUTH GEORGIA CAPITAL, LLC 400 6,000 0.03%
29 WHITTIER TRUST CO OF NEVADA INC 307 4,000 0.02%
30 US BANCORP \DE\ 173 2,000 0.01%
31 AMERICAN INTERNATIONAL GROUP, INC. 124 1,763 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.