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FIRST TR STRATEGIC HIGH INC
FIRST TR STRATEGIC HIGH INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 32 Institutional holders with a total value of $30,189,352.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Saba Capital Management, L.P. 686,538 8,431,000 27.93%
2 MORGAN STANLEY 363,422 4,463,000 14.78%
3 SII INVESTMENTS INC/WI 308,075 3,784,000 12.53%
4 SIT INVESTMENT ASSOCIATES INC 219,357 2,694,000 8.92%
5 Nuveen Asset Management, LLC 165,500 2,032,000 6.73%
6 GUGGENHEIM CAPITAL LLC 159,228 1,955,000 6.48%
7 Advisors Asset Management, Inc. 127,176 1,562,000 5.17%
8 Fiera Capital Corp 87,895 1,080,000 3.58%
9 MARINER INVESTMENT GROUP LLC 43,292 532,000 1.76%
10 ADVISOR GROUP, INC. 42,037 516,000 1.71%
11 BOOTHBAY FUND MANAGEMENT, LLC 32,347 397,000 1.32%
12 UBS Group AG 31,748 390,000 1.29%
13 LPL Financial LLC 29,124 359,000 1.19%
14 WELLS FARGO & COMPANY/MN 27,882 343,000 1.14%
15 IFC Holdings Incorporated/FL 24,715 303,000 1.00%
16 LADENBURG THALMANN FINANCIAL SERVICES INC. 18,453 227,000 0.75%
17 Cambridge Investment Research Advisors, Inc. 15,731 193,000 0.64%
18 Curi Capital, LLC 15,445 190,000 0.63%
19 PVG Asset Management 13,058 160,352 0.53%
20 Laurion Capital Management LP 12,076 148,000 0.49%
21 WOLVERINE ASSET MANAGEMENT LLC 11,405 140,000 0.46%
22 BANK OF AMERICA CORP /DE/ 8,798 108,000 0.36%
23 ROYAL BANK OF CANADA 8,781 108,000 0.36%
24 PNC FINANCIAL SERVICES GROUP, INC. 4,368 53,000 0.18%
25 Creative Planning 507 6,000 0.02%
26 FIFTH THIRD BANCORP 497 6,000 0.02%
27 WHITTIER TRUST CO OF NEVADA INC 309 4,000 0.01%
28 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 176 2,000 0.01%
29 IFP ADVISORS, INC 124 2,000 0.01%
30 ASSET DEDICATION, LLC 50 1,000 0.00%
31 CITIGROUP INC 12 0 0.00%
32 ENVESTNET ASSET MANAGEMENT INC 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.